Umpleby III Donald J 4
4 · CATERPILLAR INC · Filed Sep 3, 2025
Insider Transaction Report
Form 4
Umpleby III Donald J
Executive Chairman
Transactions
- Sale
Common Stock
2025-09-02$412.87/sh−17,168$7,088,152→ 482,505 total
Holdings
- 36,040(indirect: By Trust)
Common Stock
- 59,000(indirect: By Trust)
Common Stock
- 1,028(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This transaction was entered as multiple trades, at prices ranging from $410.37 to $414.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number
- [F2]Includes dividends accrued.
- [F3]The information in this report is based on a 401(k) plan statement dated as of August 31, 2025.