Home/Filings/4/0001104659-25-097921
4//SEC Filing

Harwin Peter Evan 4

Accession 0001104659-25-097921

CIK 0001798749other

Filed

Oct 7, 8:00 PM ET

Accepted

Oct 8, 4:15 PM ET

Size

16.3 KB

Accession

0001104659-25-097921

Insider Transaction Report

Form 4
Period: 2025-10-06
Transactions
  • Award

    Common Stock

    2025-10-06$9.14/sh+1,333,126$12,184,7721,897,677 total(indirect: By Fairmount Healthcare Fund II L.P.)
  • Award

    Pre-Funded Warrant (Right to Buy)

    2025-10-06$9.14/sh+855,047$7,815,044855,047 total(indirect: By Fairmount Healthcare Fund II L.P.)
    Exercise: $0.00Common Stock (855,047 underlying)
Holdings
  • Common Stock

    (indirect: By Fairmount Healthcare Co-Invest IV L.P.)
    2,655,817
Footnotes (3)
  • [F1]The shares of Common Stock and Pre-Funded Warrants were purchased from the Issuer in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended.
  • [F2]Fairmount Funds Management LLC ("Fairmount") is the investment manager for Fairmount Healthcare Fund II L.P. and Fairmount Healthcare Co-Invest IV L.P. The managers of Fairmount are Peter Harwin and Tomas Kiselak. Fairmount, Mr. Harwin, and Mr. Kiselak disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.
  • [F3]The Pre-Funded Warrants have no expiration date and are exercisable at any time after the date of issuance. A holder of Pre-Funded Warrants may not exercise the Pre-Funded Warrant if the holder, together with its affiliates, would beneficially own more than 9.99% of the number of outstanding shares of common stock of the Issuer immediately after giving effect to such exercise.

Issuer

Jade Biosciences, Inc.

CIK 0001798749

Entity typeother

Related Parties

1
  • filerCIK 0001663607

Filing Metadata

Form type
4
Filed
Oct 7, 8:00 PM ET
Accepted
Oct 8, 4:15 PM ET
Size
16.3 KB