4//SEC Filing
De Lange Bob 4
Accession 0001104659-25-108358
CIK 0000018230other
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 2:09 PM ET
Size
10.7 KB
Accession
0001104659-25-108358
Insider Transaction Report
Form 4
De Lange Bob
Group President
Transactions
- Exercise/Conversion
Common Stock
2025-11-05$151.12/sh+20,000$3,022,400→ 100,209 total - Tax Payment
Common Stock
2025-11-05$563.66/sh−5,362$3,022,345→ 94,847 total - Sale
Common Stock
2025-11-05$562.36/sh−14,638$8,231,826→ 80,209 total - Exercise/Conversion
Employee Stock Options
2025-11-05$151.12/sh−20,000$3,022,400→ 20,512 totalExercise: $151.12Exp: 2028-03-05→ Common Stock (20,000 underlying)
Footnotes (3)
- [F1]Includes adjustments for dividends accrued.
- [F2]This transaction was executed in multiple trades at prices ranging from $562.32 to $562.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 5, 2018 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001694342
Filing Metadata
- Form type
- 4
- Filed
- Nov 6, 7:00 PM ET
- Accepted
- Nov 7, 2:09 PM ET
- Size
- 10.7 KB