Fassino Anthony D. 4
4 · CATERPILLAR INC · Filed Nov 12, 2025
Insider Transaction Report
Form 4
Fassino Anthony D.
Group President
Transactions
- Exercise/Conversion
Employee Stock Options
2025-11-10$196.70/sh−12,500$2,458,750→ 23,288 totalExercise: $196.70Exp: 2032-03-07→ Common Stock (12,500 underlying) - Tax Payment
Common Stock
2025-11-10$569.56/sh−4,316$2,458,221→ 49,696 total - Sale
Common Stock
2025-11-10$570.18/sh−8,184$4,666,353→ 41,512 total - Exercise/Conversion
Common Stock
2025-11-10$196.70/sh+12,500$2,458,750→ 54,012 total
Holdings
- 1,499(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Includes adjustments for dividends accrued.
- [F2]The information in this report is based on a 401(k) plan statement dated as of October 31, 2025.
- [F3]The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2022 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.