4//SEC Filing
Sim Kenneth T. 4
Accession 0001104659-25-111328
CIK 0001083446other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 4:15 PM ET
Size
12.5 KB
Accession
0001104659-25-111328
Insider Transaction Report
Form 4
Sim Kenneth T.
DirectorExecutive Chairman
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2025-11-10−29,502→ 0 totalExercise: $17.78Exp: 2025-12-10→ Common Stock (29,502 underlying) - Exercise/Conversion
Common Stock
2025-11-10$17.78/sh+29,502$524,546→ 639,407 total
Holdings
- 42,996(indirect: By Trust)
Common Stock
- 230,688(indirect: By Trust)
Common Stock
- 546,349(indirect: By Trust)
Common Stock
- 6,132,802(indirect: By Allied Physicians of California, a Professional Medical Corporation)
Common Stock
Footnotes (6)
- [F1]These securities are beneficially owned by Allied Physicians of California, a Professional Medical Corporation, of which the Reporting Person is the Chairman and a director and stockholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F2]These securities are held by the Kenneth T. Sim Pension Plan Trust U.A. dated 12/18/2007. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F3]These securities are held by a grantor retained annuity trust for the benefit of the Reporting Person and his children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F4]These securities are held by the Kenneth T & Simone S Sim Family Trust U/A dated 11/07/2013. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F5]These stock options were fully vested and exercisable.
- [F6]Includes the following shares of unvested restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 117,501 shares, which will vest in three equal annual installments beginning on March 5, 2026; and (ii) 133,333 shares, which will vest upon achievement of certain pre-established performance goals.
Documents
Issuer
Astrana Health, Inc.
CIK 0001083446
Entity typeother
Related Parties
1- filerCIK 0001725499
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 4:15 PM ET
- Size
- 12.5 KB