4//SEC Filing
Johnson Denise C 4
Accession 0001104659-25-112198
CIK 0000018230other
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 12:56 PM ET
Size
6.4 KB
Accession
0001104659-25-112198
Insider Transaction Report
Form 4
Johnson Denise C
Group President
Transactions
- Other
Phantom Stock Units
2025-11-12$573.02/sh−10,944$6,271,131→ 10,752 total→ Common Stock (10,944 underlying)
Footnotes (4)
- [F1]Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]Intra-plan transfer pursuant to the employee's Supplemental Deferred Compensation Plan ("the Plan").
- [F3]The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service.
- [F4]Includes adjustments for dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phantom stock units the reporting person is deemed to own may change between any given dates due to differences in the percentages of cash and stock in the unitized fund on those dates.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001608229
Filing Metadata
- Form type
- 4
- Filed
- Nov 13, 7:00 PM ET
- Accepted
- Nov 14, 12:56 PM ET
- Size
- 6.4 KB