4//SEC Filing
Goin Kathleen 4
Accession 0001104659-25-115017
CIK 0001583648other
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 4:25 PM ET
Size
15.1 KB
Accession
0001104659-25-115017
Insider Transaction Report
Form 4
Goin Kathleen
Chief Operating Officer
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2025-11-19−2,148→ 23,628 totalExercise: $9.08Exp: 2030-10-14→ Common Stock (2,148 underlying) - Exercise/Conversion
Common Stock
2025-11-19$9.08/sh+2,148$19,504→ 4,302 total - Sale
Common Stock
2025-11-19$86.51/sh−2,802$242,388→ 0 total - Exercise/Conversion
Common Stock
2025-11-19$7.14/sh+2,154$15,380→ 2,154 total - Sale
Common Stock
2025-11-19$85.72/sh−1,500$128,577→ 2,802 total - Exercise/Conversion
Stock Option (Right to Buy)
2025-11-19−2,154→ 23,705 totalExercise: $7.14Exp: 2029-10-29→ Common Stock (2,154 underlying)
Footnotes (4)
- [F1]The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on August 19, 2025.
- [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $85.475 to $86.08. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $86.485 to $86.97. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F4]The stock option is fully vested.
Documents
Issuer
PALVELLA THERAPEUTICS, INC.
CIK 0001583648
Entity typeother
Related Parties
1- filerCIK 0001912570
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 4:25 PM ET
- Size
- 15.1 KB