MacLennan David 4
4 · CATERPILLAR INC · Filed Nov 26, 2025
Insider Transaction Report
Form 4
MacLennan David
Director
Transactions
- Other
Phantom Stock Units
2025-11-25$557.34/sh+72$40,128→ 389 total→ Common Stock (72 underlying)
Footnotes (4)
- [F1]Each phantom stock unit is equivalent to one share of Caterpillar Inc. common stock.
- [F2]Intra-plan transfer pursuant to the Director's Deferred Compensation Plan.
- [F3]The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
- [F4]Includes adjustments for dividends accrued.