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4//SEC Filing

Neylan David Manuel 4

Accession 0001104659-25-116797

CIK 0001821160other

Filed

Nov 27, 7:00 PM ET

Accepted

Nov 28, 12:09 PM ET

Size

29.9 KB

Accession

0001104659-25-116797

Insider Transaction Report

Form 4
Period: 2025-11-28
Neylan David Manuel
President and COO
Transactions
  • Gift

    Class A Common Stock

    2025-11-2813,000281,726 total
  • Disposition to Issuer

    Class A Common Stock

    2025-11-28281,7260 total
  • Disposition to Issuer

    Performance Stock Units

    2025-11-2816,8440 total
    Common Stock (16,844 underlying)
  • Disposition to Issuer

    Dividend Equivalent Units

    2025-11-282120 total
    Common Stock (212 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2025-11-284,4020 total
    Common Stock (4,402 underlying)
  • Disposition to Issuer

    Dividend Equivalent Units

    2025-11-285510 total
    Common Stock (551 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2025-11-2818,3520 total
    Common Stock (18,352 underlying)
  • Disposition to Issuer

    Dividend Equivalent Units

    2025-11-282,2950 total
    Common Stock (2,295 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2025-11-2839,5250 total
    Common Stock (39,525 underlying)
  • Disposition to Issuer

    Dividend Equivalent Units

    2025-11-283,0520 total
    Common Stock (3,052 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2025-11-2850,5240 total
    Common Stock (50,524 underlying)
  • Disposition to Issuer

    Dividend Equivalent Units

    2025-11-286360 total
    Common Stock (636 underlying)
Footnotes (4)
  • [F1]Transferred to donor-advised fund.
  • [F2]On June 17, 2025, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") among Gulf MSR HoldCo, LLC, Gulf MSR Merger Sub Corporation, and the Issuer, pursuant to which, at the Effective Time (as defined in the Merger Agreement), all outstanding shares of common stock of the Issuer were converted to the right to receive $20.00 per share in cash (the "Merger Consideration").
  • [F3]Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of RSUs and PSUs was canceled and converted into the right to receive the Merger Consideration of $20.00 per share multiplied by the total number of shares underlying the RSU award or by the total number of shares underlying the PSU award (based on target level achievement of applicable performance goals), respectively.
  • [F4]Represents Dividend Equivalent Units ("DEUs") paid on outstanding RSUs or PSUs, rounded to the nearest whole share, and subject to the same terms and canceled and converted pursuant to the Merger Agreement on the same terms as the underlying RSUs or PSUs, respectively.

Issuer

Guild Holdings Co

CIK 0001821160

Entity typeother

Related Parties

1
  • filerCIK 0001827840

Filing Metadata

Form type
4
Filed
Nov 27, 7:00 PM ET
Accepted
Nov 28, 12:09 PM ET
Size
29.9 KB