4//SEC Filing
Schmidt Terry Lynn 4
Accession 0001104659-25-116798
CIK 0001821160other
Filed
Nov 27, 7:00 PM ET
Accepted
Nov 28, 12:10 PM ET
Size
29.9 KB
Accession
0001104659-25-116798
Insider Transaction Report
Form 4
Schmidt Terry Lynn
DirectorCEO10% Owner
Transactions
- Gift
Class A Common Stock
2025-11-28−12,500→ 2,609,298 total - Disposition to Issuer
Class A Common Stock
2025-11-28−2,609,298→ 0 total - Disposition to Issuer
Performance Stock Units
2025-11-28−31,812→ 0 total→ Common Stock (31,812 underlying) - Disposition to Issuer
Dividend Equivalent Units
2025-11-28−400→ 0 total→ Common Stock (400 underlying) - Disposition to Issuer
Restricted Stock Units
2025-11-28−30,587→ 0 total→ Common Stock (30,587 underlying) - Disposition to Issuer
Dividend Equivalent Units
2025-11-28−3,826→ 0 total→ Common Stock (3,826 underlying) - Disposition to Issuer
Restricted Stock Units
2025-11-28−14,674→ 0 total→ Common Stock (14,674 underlying) - Disposition to Issuer
Dividend Equivalent Units
2025-11-28−1,836→ 0 total→ Common Stock (1,836 underlying) - Disposition to Issuer
Restricted Stock Units
2025-11-28−71,432→ 0 total→ Common Stock (71,432 underlying) - Disposition to Issuer
Dividend Equivalent Units
2025-11-28−5,514→ 0 total→ Common Stock (5,514 underlying) - Disposition to Issuer
Restricted Stock Units
2025-11-28−95,435→ 0 total→ Common Stock (95,435 underlying) - Disposition to Issuer
Dividend Equivalent Units
2025-11-28−1,200→ 0 total→ Common Stock (1,200 underlying)
Footnotes (4)
- [F1]Transferred to donor-advised fund.
- [F2]On June 17, 2025, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") among Gulf MSR HoldCo, LLC, Gulf MSR Merger Sub Corporation, and the Issuer, pursuant to which, at the Effective Time (as defined in the Merger Agreement), all outstanding shares of common stock of the Issuer were converted to the right to receive $20.00 per share in cash (the "Merger Consideration").
- [F3]Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of RSUs and PSUs was canceled and converted into the right to receive the Merger Consideration of $20.00 per share multiplied by the total number of shares underlying the RSU award or by the total number of shares underlying the PSU award (based on target level achievement of applicable performance goals), respectively.
- [F4]Represents Dividend Equivalent Units ("DEUs") paid on outstanding RSUs or PSUs, rounded to the nearest whole share, and subject to the same terms and canceled and converted pursuant to the Merger Agreement on the same terms as the underlying RSUs or PSUs, respectively.
Documents
Issuer
Guild Holdings Co
CIK 0001821160
Entity typeother
Related Parties
1- filerCIK 0001827872
Filing Metadata
- Form type
- 4
- Filed
- Nov 27, 7:00 PM ET
- Accepted
- Nov 28, 12:10 PM ET
- Size
- 29.9 KB