4//SEC Filing
Umpleby III Donald J 4
Accession 0001104659-25-117569
CIK 0000018230other
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 10:46 AM ET
Size
7.3 KB
Accession
0001104659-25-117569
Insider Transaction Report
Form 4
Umpleby III Donald J
Group President
Transactions
- Gift
Common Stock
2025-11-28−2,350→ 445,879 total
Holdings
- 59,000(indirect: By Trust)
Common Stock
- 36,040(indirect: By Trust)
Common Stock
- 1,030(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Represents a donation of ordinary shares to The Ayco Charitable Foundation, a Donor Advised Fund.
- [F2]Includes dividends accrued.
- [F3]The information in this report is based on a 401(k) plan dated as of November 30, 2025.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001566320
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 10:46 AM ET
- Size
- 7.3 KB