CATERPILLAR INC·4

Dec 2, 3:53 PM ET

BONFIELD ANDREW R J 4

4 · CATERPILLAR INC · Filed Dec 2, 2025

Insider Transaction Report

Form 4
Period: 2025-12-01
BONFIELD ANDREW R J
Chief Financial Officer
Transactions
  • Sale

    Common Stock

    2025-12-01$568.57/sh1,378$783,48964,082 total
  • Sale

    Common Stock

    2025-12-01$569.35/sh2,360$1,343,66661,722 total
  • Sale

    Common Stock

    2025-12-01$570.27/sh381$217,27361,341 total
  • Sale

    Common Stock

    2025-12-01$571.38/sh920$525,67060,421 total
  • Sale

    Common Stock

    2025-12-01$572.57/sh2,120$1,213,84858,301 total
  • Sale

    Common Stock

    2025-12-01$573.63/sh1,921$1,101,94356,380 total
Footnotes (8)
  • [F1]This transaction was entered as multiple trades, at prices ranging from $567.93 to $568.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  • [F2]Includes adjustment for dividends accrued.
  • [F3]This transaction was entered as multiple trades, at prices ranging from $568.95 to $569.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  • [F4]This transaction was entered as multiple trades, at prices ranging from $569.99 to $570.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  • [F5]This transaction was entered as multiple trades, at prices ranging from $571.02 to $572.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  • [F6]This transaction was entered as multiple trades, at prices ranging from $572.09 to $573.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  • [F7]This transaction was entered as multiple trades, at prices ranging from $573.12 to $574.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  • [F8]This transaction was entered as multiple trades, at prices ranging from $574.15 to $575.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Documents

1 file
  • 4
    tm2532593-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT