4//SEC Filing
BONFIELD ANDREW R J 4
Accession 0001104659-25-117686
CIK 0000018230other
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 3:53 PM ET
Size
17.0 KB
Accession
0001104659-25-117686
Insider Transaction Report
Form 4
BONFIELD ANDREW R J
Chief Financial Officer
Transactions
- Sale
Common Stock
2025-12-01$568.57/sh−1,378$783,489→ 64,082 total - Sale
Common Stock
2025-12-01$569.35/sh−2,360$1,343,666→ 61,722 total - Sale
Common Stock
2025-12-01$570.27/sh−381$217,273→ 61,341 total - Sale
Common Stock
2025-12-01$571.38/sh−920$525,670→ 60,421 total - Sale
Common Stock
2025-12-01$572.57/sh−2,120$1,213,848→ 58,301 total - Sale
Common Stock
2025-12-01$573.63/sh−1,921$1,101,943→ 56,380 total
Footnotes (8)
- [F1]This transaction was entered as multiple trades, at prices ranging from $567.93 to $568.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Includes adjustment for dividends accrued.
- [F3]This transaction was entered as multiple trades, at prices ranging from $568.95 to $569.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was entered as multiple trades, at prices ranging from $569.99 to $570.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F5]This transaction was entered as multiple trades, at prices ranging from $571.02 to $572.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F6]This transaction was entered as multiple trades, at prices ranging from $572.09 to $573.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F7]This transaction was entered as multiple trades, at prices ranging from $573.12 to $574.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F8]This transaction was entered as multiple trades, at prices ranging from $574.15 to $575.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001199292
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 3:53 PM ET
- Size
- 17.0 KB