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4//SEC Filing

Brafman Lester Raymond 4

Accession 0001104659-25-122815

CIK 0001270436other

Filed

Dec 18, 7:00 PM ET

Accepted

Dec 19, 9:13 AM ET

Size

7.1 KB

Accession

0001104659-25-122815

Insider Transaction Report

Form 4
Period: 2025-12-19
Transactions
  • Award

    Cohen & Company, LLC Membership Units

    2025-12-19+211,0001,599,316 total
    Common Stock, par value $0.01 per share (21,100 underlying)
Holdings
  • Common Stock, par value $0.01 per share

    315,702
Footnotes (1)
  • [F1]Mr. Brafman was awarded 211,000 restricted membership units ("Units") in Cohen & Company, LLC (the "Operating LLC"), a subsidiary of Cohen & Co Inc. (the "Company"), under the Company's 2020 Long-Term Incentive Plan, as amended. The restrictions expire with respect to one-third of the Units on each of January 31, 2027, January 31, 2028 and January 31, 2029. Following the expiration of the restrictions on the applicable Units, Mr. Brafman may cause the Operating LLC to redeem such Units at any time thereafter for, at the Company's option, (i) cash or (ii) one share of the Company's common stock for every ten Units.

Issuer

Cohen & Co Inc.

CIK 0001270436

Entity typeother

Related Parties

1
  • filerCIK 0001578554

Filing Metadata

Form type
4
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 9:13 AM ET
Size
7.1 KB