COHEN DANIEL G 4
4 · Cohen & Co Inc. · Filed Dec 19, 2025
Insider Transaction Report
Form 4
Cohen & Co Inc.COHN
COHEN DANIEL G
DirectorExecutive Chairman10% Owner
Transactions
- Award
Cohen & Company, LLC Membership Units
2025-12-19+211,000→ 22,725,822 total→ Common Stock, par value $0.01 per share (21,100 underlying)
Holdings
- 82,757
Common Stock, par value $0.01 per share
- 80,000(indirect: By Trust)
Common Stock, par value $0.01 per share
Footnotes (2)
- [F1]Mr. Cohen was awarded 211,000 restricted membership units ("Units") in Cohen & Company, LLC (the "Operating LLC"), a subsidiary of Cohen & Co Inc. (the "Company"), under the Company's 2020 Long-Term Incentive Plan, as amended. The restrictions expire with respect to one-third of the Units on each of January 31, 2027, January 31, 2028 and January 31, 2029. Following the expiration of the restrictions on the applicable Units, Mr. Cohen may cause the Operating LLC to redeem such Units at any time thereafter for, at the Company's option, (i) cash or (ii) one share of the Company's common stock for every ten Units.
- [F2]5,252,002 membership units in the Operating LLC are owned by Cohen Bros. Financial, LLC, a Delaware limited liability company of which Mr. Cohen is the sole member.