4//SEC Filing
Goin Kathleen 4
Accession 0001104659-25-123109
CIK 0001583648other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 4:05 PM ET
Size
13.6 KB
Accession
0001104659-25-123109
Insider Transaction Report
Form 4
Goin Kathleen
Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2025-12-17$7.14/sh+2,154$15,380→ 2,154 total - Exercise/Conversion
Common Stock
2025-12-17$9.08/sh+2,148$19,504→ 4,302 total - Sale
Common Stock
2025-12-17$96.47/sh−4,302$415,023→ 0 total - Exercise/Conversion
Stock Option (Right to Buy)
2025-12-17−2,154→ 21,551 totalExercise: $7.14Exp: 2029-10-29→ Common Stock (2,154 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2025-12-17−2,148→ 21,480 totalExercise: $9.08Exp: 2030-10-14→ Common Stock (2,148 underlying)
Footnotes (3)
- [F1]The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on August 19, 2025. The plan was adopted during an open trading window, at a time when the Reporting Person was not in possession of material non-public information and was reviewed and approved in accordance with the Issuer's Insider Trading Policy. The Issuer's officers and directors from time to time utilize trading plans to transact in its securities for reasons such as satisfying vesting-related income tax requirements, investment diversification, or other personal reasons.
- [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.34 to $96.82. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F3]The stock option is fully vested.
Documents
Issuer
PALVELLA THERAPEUTICS, INC.
CIK 0001583648
Entity typeother
Related Parties
1- filerCIK 0001912570
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 4:05 PM ET
- Size
- 13.6 KB