CATERPILLAR INC·4

Jan 5, 2:45 PM ET

BONFIELD ANDREW R J 4

4 · CATERPILLAR INC · Filed Jan 5, 2026

Insider Transaction Report

Form 4
Period: 2025-12-31
BONFIELD ANDREW R J
Chief Financial Officer
Transactions
  • Sale

    Common Stock

    2025-12-31$572.71/sh812$465,04154,648 total
  • Sale

    Common Stock

    2025-12-31$573.61/sh2,628$1,507,44752,020 total
  • Sale

    Common Stock

    2025-12-31$574.77/sh1,431$822,49650,589 total
  • Sale

    Common Stock

    2025-12-31$575.77/sh3,016$1,736,52247,573 total
  • Sale

    Common Stock

    2025-12-31$576.56/sh1,473$849,27346,100 total
  • Sale

    Common Stock

    2025-12-31$577.79/sh600$346,67445,500 total
  • Sale

    Common Stock

    2025-12-31$578.41/sh40$23,13645,460 total
Footnotes (7)
  • [F1]This transaction was entered as multiple trades, at prices ranging from $572.17 to $573.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  • [F2]This transaction was entered as multiple trades, at prices ranging from $573.18 to $574.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  • [F3]This transaction was entered as multiple trades, at prices ranging from $574.19 to $575.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  • [F4]This transaction was entered as multiple trades, at prices ranging from $575.22 to $576.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  • [F5]This transaction was entered as multiple trades, at prices ranging from $576.23 to $577.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  • [F6]This transaction was entered as multiple trades, at prices ranging from $577.25 to $578.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  • [F7]This transaction was executed in a trade at a price of $578.41. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Documents

1 file
  • 4
    tm261893-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT