4//SEC Filing
BONFIELD ANDREW R J 4
Accession 0001104659-26-000564
CIK 0000018230other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 2:45 PM ET
Size
16.8 KB
Accession
0001104659-26-000564
Insider Transaction Report
Form 4
BONFIELD ANDREW R J
Chief Financial Officer
Transactions
- Sale
Common Stock
2025-12-31$572.71/sh−812$465,041→ 54,648 total - Sale
Common Stock
2025-12-31$573.61/sh−2,628$1,507,447→ 52,020 total - Sale
Common Stock
2025-12-31$574.77/sh−1,431$822,496→ 50,589 total - Sale
Common Stock
2025-12-31$575.77/sh−3,016$1,736,522→ 47,573 total - Sale
Common Stock
2025-12-31$576.56/sh−1,473$849,273→ 46,100 total - Sale
Common Stock
2025-12-31$577.79/sh−600$346,674→ 45,500 total - Sale
Common Stock
2025-12-31$578.41/sh−40$23,136→ 45,460 total
Footnotes (7)
- [F1]This transaction was entered as multiple trades, at prices ranging from $572.17 to $573.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F2]This transaction was entered as multiple trades, at prices ranging from $573.18 to $574.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was entered as multiple trades, at prices ranging from $574.19 to $575.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was entered as multiple trades, at prices ranging from $575.22 to $576.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F5]This transaction was entered as multiple trades, at prices ranging from $576.23 to $577.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F6]This transaction was entered as multiple trades, at prices ranging from $577.25 to $578.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F7]This transaction was executed in a trade at a price of $578.41. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001199292
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 2:45 PM ET
- Size
- 16.8 KB