4//SEC Filing
Blumenthal Neil Harris 4
Accession 0001104659-26-001506
CIK 0001504776other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 8:55 PM ET
Size
24.0 KB
Accession
0001104659-26-001506
Insider Transaction Report
Form 4
Blumenthal Neil Harris
DirectorCo-Chief Executive Officer
Transactions
- Conversion
Class A Common Stock
2026-01-06+150,000→ 187,119 total - Sale
Class A Common Stock
2026-01-06$24.29/sh−50,000$1,214,500→ 137,119 total - Sale
Class A Common Stock
2026-01-06$24.99/sh−50,000$1,249,500→ 87,119 total - Sale
Class A Common Stock
2026-01-06$25.99/sh−50,000$1,299,500→ 37,119 total - Conversion
Class B Common Stock
2026-01-06−150,000→ 3,149,271 total→ Class A Common Stock (150,000 underlying)
Holdings
- 200,000(indirect: By Trust)
Class A Common Stock
- 200,000(indirect: By Trust)
Class A Common Stock
- 200,000(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (200,000 underlying) - 200,000(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (200,000 underlying) - 1,548,334(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (1,548,334 underlying) - 385,221(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (385,221 underlying) - 800,000(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (800,000 underlying) - 1,000,000(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (1,000,000 underlying)
Footnotes (4)
- [F1]These share sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2025.
- [F2]The price reported in Column 4 is an average execution price rounded to the nearest hundredth. These shares were sold in multiple transactions at prices ranging from $23.99 to $24.52 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
- [F3]The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (i) transfer of Class B Common Stock to a person or entity that is not in the transferor's permitted ownership group, (ii) October 1, 2031, (iii) with respect to any Class B Common Stock held by any person or entity in Neil Blumenthal's permitted ownership group, (A) such time as Neil Blumenthal is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Neil Blumenthal ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Neil Blumenthal,
- [F4]and (iv) with respect to any Class B common stock held by any person or entity in Dave Gilboa's permitted ownership group, (A) such time as Dave Gilboa is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Dave Gilboa ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Dave Gilboa.
Documents
Issuer
Warby Parker Inc.
CIK 0001504776
Entity typeother
Related Parties
1- filerCIK 0001883345
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 8:55 PM ET
- Size
- 24.0 KB