Fassino Anthony D. 4
4 · CATERPILLAR INC · Filed Jan 13, 2026
Insider Transaction Report
Form 4
Fassino Anthony D.
Group President
Transactions
- Tax Payment
Common Stock
[F1][F2]2026-01-12$621.97/sh−473$294,192→ 41,151 total
Holdings
- 1,499(indirect: By 401(k))
Common Stock
[F3]
Footnotes (3)
- [F1]Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of Restricted Stock Units granted January 12, 2024.
- [F2]Includes adjustment for dividends accrued.
- [F3]The information in this report is based on a 401(k) plan statement dated as of December 31, 2025.
Signature
/s/ Nicole Puza, POA for Anthony Fassino|2026-01-13