Marinelli Jon R 4
4 · UNITED STATES ANTIMONY CORP · Filed Jan 27, 2026
Research Summary
AI-generated summary of this filing
UAMY Director Jon Marinelli Receives RSU & Option Awards
What Happened
Jon R. Marinelli, a director of United States Antimony Corp (UAMY), was granted two equity awards on January 15, 2026: 1,659 restricted stock units (RSUs) and options covering 1,022 shares (total underlying shares = 2,681). No purchase or sale occurred — these are compensation awards (transaction code A). No dollar prices or strike price are reported in the filing.
Key Details
- Transaction date: January 15, 2026. Form 4 filed January 27, 2026 (filed late relative to the typical 2-business‑day requirement).
- Awards: 1,659 RSUs (F1) and stock options for 1,022 underlying shares (F2).
- Vesting: Both awards vest one‑third each on Jan 15, 2027 (553 RSU / 341 option), Jan 18, 2028, and Jan 16, 2029, contingent on continued service.
- Price/Value: Not disclosed in the provided filing excerpt (N/A).
- Shares owned after transaction: Not reported in the provided data.
- Plan: Grants made under the Issuer’s Amended & Restated 2023 Equity Incentive Plan.
- Transaction type: Derivative awards — RSUs convert to common shares at vesting; options vest but require exercise to obtain shares.
Context
RSUs are settled in shares upon vesting; stock options represent the right to buy shares later (exercise required, strike price not shown). These awards are routine compensation for insiders and do not reflect immediate buying or selling in the market. The late filing reduces timeliness of disclosure for investors but does not change the nature of the awards.
Insider Transaction Report
- Award
Common Stock
[F1]2026-01-15+1,659→ 0 totalExercise: $0.00→ Common Stock (1,659 underlying) - Award
Stock Option
[F2]2026-01-15+1,022→ 0 totalExercise: $8.29→ Common Stock (1,022 underlying)
Footnotes (2)
- [F1]Represents shares of Common Stock underlying a time-based vesting restricted stock unit ("RSU") award granted on January 15, 2026, under the Issuer's Amended & Restated 2023 Equity Incentive Plan. One-third, or 553 shares of the 1,659 total number of shares of the RSU award will vest on January 15, 2027, and an additional one-third of the total number of shares will vest on January 18, 2028 and January 16, 2029, subject to the Reporting Person's continued service through each vesting date.
- [F2]Represents shares of Common Stock underlying a time-based vesting stock option award granted on January 15, 2026 under the Issuer's Amended & Restated 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 341 shares of the 1,022 total number of shares on January 15, 2027, and an additional one-third of the total number of shares will vest on January 18, 2028 and January 16, 2029, subject to the Reporting Person's continued service through any vesting date.