Listman Douglas 4

What Happened

• Douglas Listman, Chief Accounting Officer of Cohen & Company Inc. (COHN), had 3,252 shares disposed (withheld) by the company on Feb 3, 2026 to cover tax liabilities. The shares were valued at $18.69 each for a total of $60,780. This was a tax-withholding disposition tied to the vesting of restricted stock, not an open-market sale.

Key Details

• Transaction date: 2026-02-03; price per share: $18.69; total value: $60,780.
• Transaction code: F — shares withheld to satisfy tax withholding obligations.
• Vesting context: The withholding funded taxes on the vesting (Jan 31, 2026) of 6,667 restricted shares originally granted under the company's 2020 Long-Term Incentive Plan (per footnote). After withholding 3,252 shares, 3,415 restricted shares were delivered to the reporting person net of taxes.
• Shares owned after transaction: not specified in the provided filing.
• Filing timeliness: Reported via Form 4 filed on 2026-02-05 for a 2026-02-03 transaction — appears to be a timely filing (not marked late).

Context

• This was a routine tax withholding related to restricted stock vesting (common practice) rather than a discretionary open-market sale; such withholdings are administrative and don’t necessarily signal insider sentiment.
• Transaction code F is for tax withholding; no options exercise or 10b5-1 sale plan was reported.