Kaiser Jason 4
4 · CATERPILLAR INC · Filed Feb 12, 2026
Research Summary
AI-generated summary of this filing
Caterpillar (CAT) Group President Jason Kaiser Receives Award, Withholds Shares
What Happened
Jason Kaiser, Group President of Caterpillar Inc., received 2,469 performance-based restricted stock units (awarded/vested) on 2026-02-10 (reported on Form 4). To satisfy tax obligations from the vesting, 779 shares were withheld (disposed) at $744.83 per share, reported as $580,223. The award itself shows an acquisition at $0.00 per share (compensation grant).
Key Details
- Transaction date(s): 2026-02-10 (reported 2026-02-12) — filing appears timely.
- Award: 2,469 shares granted/vested at $0.00 (code A).
- Tax withholding: 779 shares withheld/disposed at $744.83 = $580,223 (code F).
- Footnotes:
- F1: Withheld shares satisfy tax obligations from vesting of performance-based RSUs granted March 6, 2023.
- F2: Includes adjustments for dividends accrued.
- F3: Report information is based on a 401(k) plan statement dated January 31, 2026.
- Shares owned after the transaction: not specified in the filing (report references 401(k) statement for underlying holdings).
Context
This was a compensation vesting event (performance-based RSUs) rather than an open-market sale or purchase. The withholding of shares to cover taxes is routine (cashless tax withholding) and does not necessarily indicate insider sentiment about the stock.
Insider Transaction Report
- Award
Common Stock
[F2]2026-02-10+2,469→ 11,130 total - Tax Payment
Common Stock
[F1]2026-02-10$744.83/sh−779$580,223→ 10,351 total
- 368(indirect: By 401(k))
Common Stock
[F3]
Footnotes (3)
- [F1]Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023.
- [F2]Includes adjustments for dividends accrued.
- [F3]The information in this report is based on a 401(k) plan statement dated as of January 31, 2026.