CATERPILLAR INC·4

Feb 13, 3:13 PM ET

Kaiser Jason 4

4 · CATERPILLAR INC · Filed Feb 13, 2026

Research Summary

AI-generated summary of this filing

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Caterpillar (CAT) Group President Jason Kaiser Sells Shares

What Happened Jason Kaiser, Group President of Caterpillar Inc. (CAT), sold 1,690 shares in an open-market or private sale on February 12, 2026. The shares were disposed at $776.70 each, for total proceeds of approximately $1,312,623. The Form 4 reporting this transaction was filed on February 13, 2026.

Key Details

  • Transaction date and price: 2026-02-12 at $776.70 per share.
  • Shares sold / value: 1,690 shares; proceeds ≈ $1,312,623.
  • Transaction type code: S (sale) — open market or private sale.
  • Shares owned after transaction: Not disclosed in this filing.
  • Footnote: Report is based on a 401(k) plan statement dated January 31, 2026 (see F1).
  • Filing timeliness: Report filed the next day (no late filing indicated).
  • No 10b5-1 plan, tax-withholding, or option-exercise details are disclosed in this Form 4.

Context Sales by executives can reflect routine portfolio rebalancing or plan-directed transactions (the footnote suggests 401(k)-related information), and do not necessarily signal a change in company outlook. Purchases typically carry more weight as affirmative insider buys; for sales, look for patterns over time rather than a single transaction.

Insider Transaction Report

Form 4
Period: 2026-02-12
Kaiser Jason
Group President
Transactions
  • Sale

    Common Stock

    2026-02-12$776.70/sh1,690$1,312,6238,661 total
Holdings
  • Common Stock

    [F1]
    (indirect: By 401(k))
    368
Footnotes (1)
  • [F1]The information in this report is based on a 401(k) plan statement dated as of January 31, 2026.
Signature
/s/ Nicole Puza, POA for Jason Kaiser|2026-02-13

Documents

1 file
  • 4
    tm266383-2_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT