Shurman Rodney Michael 4
4 · CATERPILLAR INC · Filed Feb 24, 2026
Insider Transaction Report
Form 4
Shurman Rodney Michael
Group President
Transactions
- Exercise/Conversion
Common Stock
[F1]2026-02-23$253.98/sh+2,278$578,566→ 3,721 total - Sale
Common Stock
[F2]2026-02-23$759.61/sh−2,278$1,730,392→ 1,443 total - Exercise/Conversion
Employee Stock Options
[F4]2026-02-23$253.98/sh−2,278$578,566→ 5,639 totalExercise: $253.98Exp: 2033-03-06→ Common Stock (2,278 underlying)
Holdings
- 6,748(indirect: By 401(k))
Common Stock
[F3]
Footnotes (4)
- [F1]Includes dividends accrued.
- [F2]This transaction was executed in multiple trades at prices ranging from $759.49 to $759.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]The information in this report is based on a 401(k) plan statement dated as of January 31, 2026.
- [F4]The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2023 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date.
Signature
/s/ Nicole Puza, POA for Rodney Shurman|2026-02-24