Marks Howard Edward 4

4 · STARTENGINE CROWDFUNDING, INC. · Filed Mar 3, 2026

Research Summary

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StartEngine CEO Howard Marks Receives 750,000-Share Award

What Happened

  • Howard Edward Marks, CEO of StartEngine Crowdfunding, Inc. (STGC), received a grant/award of 750,000 derivative shares (stock options) on February 27, 2026. The reported acquisition price at grant was $0.00, so no cash was paid at issuance and the filing lists a $0 value at grant. This was an equity award (not a purchase or sale).

Key Details

  • Transaction date: 2026-02-27; Form 4 filed: 2026-03-03 (filed within the SEC two-business-day window).
  • Reported price at grant: $0.00 (derivative award; no cash paid at grant).
  • Shares/units granted: 750,000 (derivative — described in footnote as stock options).
  • Shares owned after transaction: Not disclosed in the provided filing excerpt.
  • Vesting (per footnote F1): 25% of the options vest on January 1, 2027 (the Vesting Start Date); the remaining options vest 1/36th monthly thereafter until fully vested three years after the Vesting Start Date.
  • Filing accession: 0001104659-26-022812.
  • Timeliness: Filing appears timely (not late).

Context

  • This was an equity compensation award (derivative stock options) rather than an open-market buy or a sale. Such awards vest over time and do not represent immediate cash proceeds or a directional trading signal. Retail investors may want to monitor vesting dates and potential dilution from option exercises; consult the full Form 4 or company disclosures for exercise price, total outstanding shares, and additional terms.

Insider Transaction Report

Form 4
Period: 2026-02-27
Marks Howard Edward
DirectorChief Executive Officer10% Owner
Transactions
  • Award

    Stock Option (Right to Buy)

    [F1]
    2026-02-27+750,000750,000 total
    Exercise: $1.76Exp: 2031-02-27Common Stock (750,000 underlying)
Footnotes (1)
  • [F1]25% of the stock options vest on January 1, 2027 (the "Vesting Start Date") and 1/36th of the remaining stock options vest monthly thereafter until all awarded stock options have fully vested three (3) years after the Vesting Start Date.
Signature
/s/ Howard Marks|2026-03-03

Documents

1 file
  • 4
    tm267788d1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT