CATERPILLAR INC·4

Mar 4, 6:09 PM ET

Creed Joseph E 4

4 · CATERPILLAR INC · Filed Mar 4, 2026

Insider Transaction Report

Form 4
Period: 2026-03-02
Creed Joseph E
Chief Executive Officer
Transactions
  • Award

    Common Stock

    [F1]
    2026-03-02+4,95038,955 total
  • Tax Payment

    Common Stock

    [F2]
    2026-03-03$719.13/sh676$486,13238,279 total
  • Award

    Employee Stock options

    [F4]
    2026-03-02+13,80313,803 total
    Exercise: $752.18Exp: 2036-03-02Common Stock (13,803 underlying)
Holdings
  • Common Stock

    [F3]
    (indirect: By 401(k))
    11,765
Footnotes (4)
  • [F1]Includes adjustment for dividends accrued.
  • [F2]Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025.
  • [F3]The information in this report is based on a 401 (k) plan statement dated as of February 28, 2026.
  • [F4]The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
Signature
/s/ Nicole Puza, POA for Joseph Creed|2026-03-04

Documents

1 file
  • 4
    tm268026-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT