Owens Derek 4
4 · CATERPILLAR INC · Filed Mar 4, 2026
Insider Transaction Report
Form 4
Owens Derek
Chief Legal Officer
Transactions
- Award
Common Stock
[F1]2026-03-02+1,386→ 8,851 total - Tax Payment
Common Stock
[F2]2026-03-03$719.13/sh−310$222,930→ 8,541 total - Award
Employee Stock Options
[F3]2026-03-02+3,865→ 3,865 totalExercise: $752.18Exp: 2036-03-02→ Common Stock (3,865 underlying)
Footnotes (3)
- [F1]Includes adjustment for dividends accrued.
- [F2]Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025.
- [F3]The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
Signature
/s/ Nicole Puza, POA for Derek Owens|2026-03-04