Shurman Rodney Michael 4
4 · CATERPILLAR INC · Filed Mar 4, 2026
Insider Transaction Report
Form 4
Shurman Rodney Michael
Group President
Transactions
- Award
Common Stock
2026-03-02+1,320→ 2,763 total - Tax Payment
Common Stock
[F1]2026-03-03$719.13/sh−100$71,913→ 2,663 total - Award
Employee Stock options
[F3]2026-03-02+3,681→ 3,681 totalExercise: $752.18Exp: 2036-03-02→ Common Stock (3,681 underlying)
Holdings
- 6,745(indirect: By 401(k))
Common Stock
[F2]
Footnotes (3)
- [F1]Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025.
- [F2]The information in this report is based on a 401(k) plan statement as of February 28, 2026.
- [F3]The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
Signature
/s/ Nicole Puza, POA for Rodney Shurman|2026-03-04