Johnson Denise C 4
4 · CATERPILLAR INC · Filed Mar 6, 2026
Research Summary
AI-generated summary of this filing
Caterpillar (CAT) Group President Denise Johnson Withholds 346 Shares for Taxes
What Happened
- Denise C. Johnson, Group President of Caterpillar Inc. (CAT), had 346 shares withheld to satisfy tax withholding related to the vesting of restricted stock units. The filing reports the shares as disposed at $738.42 per share for a total value of $255,493 on March 4, 2026. This is a routine tax-withholding disposition, not an open-market sale or a new purchase.
Key Details
- Transaction date and price: March 4, 2026 — 346 shares at $738.42 each (total $255,493).
- Transaction code: F — shares withheld to satisfy tax liability.
- Footnote: Shares withheld arose from RSUs granted on March 4, 2024 (per footnote F1).
- Shares owned after transaction: not specified in the Form 4 filing.
- Filing timeliness: Reported on March 6, 2026 (appears timely under Form 4 reporting rules).
Context
- Tax-withholding on RSU vesting is a common administrative transaction: the company retains (withholds) a portion of vested shares to cover required taxes. It is recorded as a disposition but generally does not signal the insider buying or selling stock in the open market.
Insider Transaction Report
Form 4
Johnson Denise C
Group President
Transactions
- Tax Payment
Common Stock
[F1]2026-03-04$738.42/sh−346$255,493→ 49,825 total
Footnotes (1)
- [F1]Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024.
Signature
/s/ Nicole Puza, POA for Denise Johnson|2026-03-06