Schaupp William E 4
4 · CATERPILLAR INC · Filed Mar 6, 2026
Research Summary
AI-generated summary of this filing
Caterpillar (CAT) CAO William Schaupp Sells 19 Shares to Cover Taxes
What Happened
- William E. Schaupp, Chief Accounting Officer of Caterpillar Inc., had 19 shares withheld/surrendered to satisfy tax withholding related to the vesting of restricted stock units. The shares were recorded at $738.42 each, for a total value of $14,030 (disposed).
- This is a tax-withholding disposition tied to RSU vesting rather than an open-market sale by the insider.
Key Details
- Transaction date: 2026-03-04; filing date: 2026-03-06 (appears timely).
- Price: $738.42 per share; total value of withheld shares: $14,030.
- Shares owned after transaction: Not disclosed in the provided filing summary.
- Footnote: F1 — shares were withheld to satisfy tax obligations from RSUs granted on March 4, 2024.
- Transaction code: F (tax withholding).
Context
- This was a routine tax-withholding action on vested restricted stock units (not a voluntary sale or open-market trade). Such withholdings are common and do not by themselves indicate confidence or concern about the company's prospects.
Insider Transaction Report
Form 4
Schaupp William E
Chief Accounting Officer
Transactions
- Tax Payment
Common Stock
[F1]2026-03-04$738.42/sh−19$14,030→ 890 total
Footnotes (1)
- [F1]Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024.
Signature
/s/ Nicole Puza, POA for William Schaupp|2026-03-06