Lam Thomas S. 4
4 · Astrana Health, Inc. · Filed Apr 8, 2026
Research Summary
AI-generated summary of this filing
Astrana Health (ASTH) Director Thomas S. Lam Receives 41,667 RSU Award
What Happened
Thomas S. Lam, a director of Astrana Health, Inc. (ASTH), was granted 41,667 restricted stock units (RSUs) on April 6, 2026. The grant was reported at $0.00 per share (acquisition value $0). This was an equity award (not a market purchase or sale); the RSUs are a contingent right to receive shares if vesting conditions are met.
Key Details
- Transaction date: April 6, 2026; Form 4 filed April 8, 2026 (filed within two business days; appears timely).
- Transaction type/code: Award/Grant (A).
- Shares granted: 41,667 RSUs; price reported: $0.00; reported acquisition value: $0.
- Vesting for these RSUs (F2): eight equal semi-annual installments beginning October 6, 2026, subject to continued employment.
- Other restricted stock referenced (F3): 51,667 shares vesting in two equal annual installments beginning March 5, 2027, and 13,334 shares vesting in two equal annual installments beginning April 1, 2027. The filing also “includes” the 41,667 RSUs described above.
- Beneficial ownership note (F1): Some securities noted in the filing are held by Allied Physicians of California, a professional medical corporation of which Lam is an officer/director/stockholder; Lam disclaims beneficial ownership of those entity-held shares except to the extent of any pecuniary interest.
- Shares owned after transaction: total post-transaction holding is not specified in the provided filing excerpt.
Context
RSUs convert to actual shares only when they vest and are typically subject to continued employment; they do not involve immediate cash outlay by the recipient. Awards like this are routine executive/director compensation and do not, by themselves, indicate buying or selling sentiment.
Insider Transaction Report
- Award
Common Stock
[F2][F3]2026-04-06+41,667→ 465,657 total
- 6,132,802(indirect: By Allied Physicians of California, a Professional Medical Corporation)
Common Stock
[F1] - 1,133,706(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]These securities are beneficially owned by Allied Physicians of California, a Professional Medical Corporation, of which the Reporting Person is the Chief Executive Officer and Chief Financial Officer and a director and stockholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F2]Represents a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Provided the Reporting Person is still employed with the Issuer and/or its affiliates on the date of vesting, the shares shall vest in eight equal semi-annual installments beginning on October 6, 2026.
- [F3]Includes the following shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer and/or its affiliates): (i) 51,667 shares, which will vest in two equal annual installments beginning on March 5, 2027; and (ii) 13,334 shares, which will vest in two equal annual installments beginning on April 1, 2027. Also includes 41,667 restricted stock units, which will vest in eight equal semi-annual installments beginning on October 6, 2026 (subject to continuous employment with the Issuer and/or its affiliates).