TMC the metals Co Inc.·4

Apr 15, 5:31 PM ET

Barron Gerard 4

4 · TMC the metals Co Inc. · Filed Apr 15, 2026

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TMC CEO Gerard Receives 816,327-Share RSU Award

What Happened Barron Gerard, Chairman, CEO and a director of TMC the metals Co Inc. (TMC), was granted 816,327 restricted stock units (RSUs) on April 13, 2026. The Form 4 reports the acquisition at $0.00 (award/compensation), so no cash changed hands. This is a compensation award under the issuer’s long-term incentive plan, not an open-market purchase or sale.

Key Details

  • Transaction date: April 13, 2026; Form 4 filed April 15, 2026 (appears timely).
  • Transaction type/code: A — Award/Grant of 816,327 RSUs at $0.00.
  • Reported cash value on filing: $0 (RSUs represent future shares upon vesting).
  • Shares owned following transaction: Not specified in this Form 4.
  • Footnote: RSUs vest subject to continued service — 1/3 on Mar 20, 2027; 1/3 on Mar 20, 2028; 1/3 on Mar 20, 2029 (per footnote F1).

Context RSUs are a form of compensation that convert to actual shares only when they vest; this grant does not represent an immediate market purchase or sale. Such awards are common for executive pay and do not by themselves indicate a buying or selling signal. The vesting schedule means the economic interest is realized over the next three years, assuming continued service.

Insider Transaction Report

Form 4
Period: 2026-04-13
Barron Gerard
DirectorChairman & CEO
Transactions
  • Award

    Common Shares

    [F1]
    2026-04-13+816,32741,803,445 total
Footnotes (1)
  • [F1]Consists of RSUs. Each RSU represents the right to receive one Share upon vesting. The RSUs were granted on April 13, 2026 as part of the Issuer's long-term incentive plan and vest, subject to continued service through the respective vesting date, over a three year period as follows: 1/3 on March 20, 2027, 1/3 on March 20, 2028 and 1/3 on March 20, 2029.
Signature
/s/ Michelle Ancosky, Attorney-In-Fact|2026-04-15

Documents

1 file
  • 4
    tm2611799-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT