ESTABLISHMENT LABS HOLDINGS INC.·4

May 8, 4:03 PM ET

JW Partners, LP 4

4 · ESTABLISHMENT LABS HOLDINGS INC. · Filed May 8, 2026

Research Summary

AI-generated summary of this filing

Updated

Establishment Labs (ESTA) 10% Owner JW Asset Management Sells Shares

What Happened JW Asset Management, LLC — reported as a 10% owner (through affiliated vehicles) — executed an open-market sale of 60,000 common shares of Establishment Labs (ESTA) on May 6, 2026. The shares were sold at $75.63 each, generating proceeds of $4,537,500. The transaction is coded as a sale (S) on the Form 4.

Key Details

  • Transaction date: 2026-05-06; sale price: $75.63 per share; total proceeds: $4,537,500.
  • Shares reported sold: 60,000 (44,755 sold by JW Partners, LP and 15,245 sold by JW Opportunities Fund, LLC, per footnote).
  • Shares owned after transaction: the filing does not separately state remaining holdings for each reporting entity; the Form reports the 60,000 shares involved and, per the footnote, reports the issuer securities held by the Reporting Persons as required by Form 4.
  • Footnotes: the filing is made jointly by JW Asset Management (the Advisor), JW Partners, LP, JW Opportunities Fund, LLC, JW GP, LLC, and Jason G. Wild; the Advisor and related parties disclaim direct beneficial ownership except for any indirect pecuniary interest. Exhibit 99 provides information regarding joint filers.
  • Timeliness: Form filed 2026-05-08 for a 2026-05-06 transaction — appears to be a timely Form 4 filing (within the standard two-business-day window).

Context This was an open-market sale by an institutional/affiliate group (10% owner), not an individual executive. Sales by institutional holders can be routine portfolio management and do not necessarily signal company-specific views; the filing’s footnotes clarify the advisor/partner relationships and ownership disclaimers.

Insider Transaction Report

Form 4
Period: 2026-05-06
Transactions
  • Sale

    Common Shares

    [F1][F2]
    2026-05-06$75.63/sh60,000$4,537,5003,001,694 total(indirect: See Footnotes)
Footnotes (2)
  • [F1]This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.
  • [F2]The amount of 60,000 in Table I reflects the 44,755 Common Shares sold by JWP and the 15,245 Common Shares sold by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
Signature
JW Asset Management, LLC /s/ Jason Klarreich, Attorney-In-Fact|2026-05-08

Documents

2 files