CATERPILLAR INC·4

May 14, 11:50 AM ET

Schaupp William E 4

4 · CATERPILLAR INC · Filed May 14, 2026

Research Summary

AI-generated summary of this filing

Updated

Caterpillar (CAT) Chief Accounting Officer William Schaupp Sells 360 Shares

What Happened William E. Schaupp, Chief Accounting Officer of Caterpillar Inc. (CAT), reported a sale of 360 shares on 2026-05-13. The shares were disposed at $906.00 per share for a total transaction value of $326,160. The filing lists the transaction as a sale (code S), reported as an open market or private sale.

Key Details

  • Transaction date: 2026-05-13
  • Price per share: $906.00
  • Shares sold: 360
  • Total proceeds: $326,160
  • Transaction code: S (sale); described as open market or private sale
  • Shares owned after transaction: not specified in the provided filing data
  • Filing date: 2026-05-14 (filed one day after the transaction; appears timely under Form 4 rules)
  • Footnotes/plan info: none noted in the provided data (no 10b5-1 plan, tax withholding, or exercise indicated)

Context This was a straight sale of existing shares, not an option exercise, gift, or new award. Insider sales are common and can be routine (e.g., diversification or personal liquidity) and do not, by themselves, indicate a change in company outlook.

Insider Transaction Report

Form 4
Period: 2026-05-13
Schaupp William E
Chief Accounting Officer
Transactions
  • Sale

    Common Stock

    2026-05-13$906.00/sh360$326,160530 total
Signature
/s/ Nicole Puza, POA for William Schaupp|2026-05-14

Documents

1 file
  • 4
    tm2614622-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT