WhiteHorse Finance, Inc.·4

Jun 3, 9:45 PM ET

BOLDUC JOHN 4

4 · WhiteHorse Finance, Inc. · Filed Jun 3, 2026

Research Summary

AI-generated summary of this filing

Updated

WhiteHorse Finance (WHF) Director John Bolduc Buys 14,280 Shares

What Happened

  • Director John Bolduc (reported as BOLDUC JOHN) made four open-market/private purchases (transaction code P), acquiring a total of 14,280 shares of WhiteHorse Finance, Inc. (WHF).
  • Trades: two purchases of 3,570 shares on June 1, 2026 at a weighted average price of $6.88 each (total ~$49,124), and two purchases of 3,570 shares on June 2, 2026 at a weighted average price of $6.81 each (total ~$48,624). Aggregate consideration for all purchases is about $97,748.
  • These were purchases (a buy activity), which some investors view as a more informative/bullish signal than routine insider sales; no sales, option exercises, or awards are reported here.

Key Details

  • Transaction dates: June 1, 2026 and June 2, 2026; Form 4 filed on June 3, 2026 (appears timely).
  • Reported prices: weighted averages of $6.88 (June 1 group) and $6.81 (June 2 group). Footnotes state the underlying trades were executed at prices ranging roughly from $6.79 up to $6.93 across the purchases.
  • Shares owned after transaction: not specified in the data provided on this Form 4 filing.
  • Notable footnotes: F1–F2 state Mr. Bolduc is connected to Bolduc Family LP and Bolduc Investments X, LLC and disclaims beneficial ownership of shares held by those entities except to the extent of his pecuniary interest. F3–F6 explain the reported prices are weighted averages and disclose the per-transaction price ranges; Mr. Bolduc offers to provide full breakdowns on request.
  • Transaction code: P = Purchase (open market or private purchase). No 10b5-1 plan, tax withholding, gifts, or option exercises were reported.

Context

  • Insider purchases by directors can be interpreted by retail investors as a sign of confidence, but filings do not state intent or guarantee future performance.
  • Because the shares are reported as held by affiliated entities (family LP / LLC) and Mr. Bolduc disclaims beneficial ownership except for pecuniary interest, the economic exposure may be through those entities rather than direct personal holdings.
  • Filing appears timely (within SEC reporting window); no late filing noted in this report.

Insider Transaction Report

Form 4
Period: 2026-06-01
BOLDUC JOHN
Director
Transactions
  • Purchase

    Common Stock, par value $0.001 per share

    [F3][F1]
    2026-06-02$6.81/sh+3,570$24,312302,467 total(indirect: See Footnote)
  • Purchase

    Common Stock, par value $0.001 per share

    [F4][F2]
    2026-06-02$6.81/sh+3,570$24,312299,060 total(indirect: See Footnote)
  • Purchase

    Common Stock, par value $0.001 per share

    [F5][F1]
    2026-06-01$6.88/sh+3,570$24,562298,897 total(indirect: See Footnote)
  • Purchase

    Common Stock, par value $0.001 per share

    [F6][F2]
    2026-06-01$6.88/sh+3,570$24,562295,490 total(indirect: See Footnote)
Footnotes (6)
  • [F1]Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.
  • [F2]Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.79 to $6.84, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.79 to $6.85, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (4) to this Form 4.
  • [F5]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.85 to $6.93, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (5) to this Form 4.
  • [F6]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.85 to $6.93, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (6) to this Form 4.
Signature
/s/ Marco Collazos, Attorney-in-Fact for John Bolduc|2026-06-03

Documents

1 file
  • 4
    tm2616884-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT