Fish James C Jr 4

What Happened
James C. Fish Jr, a director of Caterpillar Inc. (CAT), was granted 211 shares on 2026-06-10. The Form 4 reports the acquisition as an award/grant (transaction code A) at a reported price of $0.00, for a reported total value of $0. The filing was submitted to the SEC on 2026-06-11.

Key Details

• Transaction date: 2026-06-10; Form 4 filed: 2026-06-11 (timely filing).
• Shares acquired: 211; Price per share reported: $0.00; Total reported value: $0.
• Shares owned after transaction: Not specified in this Form 4.
• Footnote F1: Notes that the amount "includes adjustments for dividends accrued" (may reflect dividend equivalents or similar adjustments).
• Transaction code: A (award/grant). No 10b5-1, sale, purchase, or tax-withholding detail disclosed in this filing.

Context
An "award" typically reflects compensation or a grant (including possible conversion of dividend equivalents) and is not a cash market purchase or sale. Such grants do not by themselves indicate insider buying or selling sentiment; they are part of company compensation practices. Retail investors who want more context should check the company’s proxy statement or compensation disclosures for details on director awards and the grant program.