KEENE NAZZIC S 4

What Happened

• Keene Nazzic S, a director of Caterpillar Inc. (CAT), was granted 211 shares on June 10, 2026. The reported acquisition price was $0.00 (an award/grant rather than a market purchase), so the transaction value is reported as $0. This filing indicates equity compensation rather than an outright purchase or sale.

Key Details

• Transaction date: 2026-06-10; Filing date: 2026-06-11 (timely).
• Transaction type/code: Award/Grant (Code A).
• Shares acquired: 211; price per share: $0.00; reported transaction value: $0.
• Shares owned after the transaction: Not disclosed in this Form 4.
• Footnote: F1 — "Includes adjustments for dividends accrued."
• No indication of a sale, option exercise, 10b5-1 plan, or late filing in this report.

Context

• An "award" typically reflects compensation (e.g., restricted stock or RSUs) and may be subject to vesting or other terms; it is not a market buy that signals direct buying pressure. The filing shows receipt of equity, not cash expenditure.