Marks Judith Fran 4

What Happened
Judith F. Marks, a director of Caterpillar Inc. (CAT), was granted 211 shares as an award/acquisition on June 10, 2026. The reported acquisition price/value is $0.00 (the filing notes the amount reflects adjustments for dividends accrued). This is a company compensation award, not an open-market purchase or sale.

Key Details

• Transaction date: 2026-06-10; Filing date: 2026-06-11 (filed one day after the transaction).
• Transaction type/code: Grant/Award (A). Price reported: $0.00; shares acquired: 211.
• Shares owned after the transaction: Not specified in the provided filing excerpt.
• Footnote: Includes adjustments for dividends accrued.
• Timeliness: Filing was submitted the next day and appears timely under Form 4 reporting rules.

Context
Grants to directors are typically part of compensation plans (e.g., restricted stock units or similar awards) and do not directly indicate buying/selling sentiment by the insider. Dividend adjustments noted in the footnote suggest the award amount was adjusted to reflect accrued dividend equivalents.