Ocugen, Inc.·4

Jun 15, 4:32 PM ET

Castillo Kirsten 4

4 · Ocugen, Inc. · Filed Jun 15, 2026

Research Summary

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Ocugen (OCGN) Director Kirsten Castillo Receives Award

What Happened
Kirsten Castillo, a director of Ocugen, Inc. (OCGN), was granted an award of derivative securities representing 170,100 shares on June 11, 2026. The filing shows an acquisition at $0.00 (no cash paid). This is a compensation/award transaction rather than an open-market purchase or sale.

Key Details

  • Transaction date: 2026-06-11; Form 4 filed: 2026-06-15 (filed within the standard reporting window).
  • Transaction type/code: A (Grant/Award of derivative securities). Price reported: $0.00.
  • Shares/units granted: 170,100 (derivative securities tied to common stock).
  • Shares owned after the transaction: not specified in the filing.
  • Footnote: Vesting occurs upon the earlier of (a) June 11, 2027 or (b) Ocugen’s next annual meeting of stockholders, subject to Castillo’s continued service through the applicable vesting date.
  • No immediate sale or exercise reported in this filing.

Context
This filing records a compensatory award that will convert into equity only if/when the award vests under the stated schedule. Such grants are common for directors and are not direct market purchases or sales; they signal compensation-related equity grants rather than a straightforward bullish or bearish trading decision.

Insider Transaction Report

Form 4
Period: 2026-06-11
Transactions
  • Award

    Stock Option (Right to Buy)

    [F1]
    2026-06-11+170,100170,100 total
    Exercise: $1.22Exp: 2036-06-11Common Stock (170,100 underlying)
Footnotes (1)
  • [F1]The option vests upon the earlier of (a) June 11, 2027 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date.
Signature
/s/ Shankar Musunuri, attorney-in-fact|2026-06-15

Documents

1 file
  • 4
    tm2617964-3_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT