PLUG POWER INC·4

Jun 16, 6:41 PM ET

Joggerst Patrick 4

4 · PLUG POWER INC · Filed Jun 16, 2026

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Plug Power (PLUG) Director Patrick Joggerst Receives Restricted Stock & Option Award

What Happened Patrick Joggerst, a director of Plug Power Inc. (PLUG), received two awards on 2026-06-11: a restricted stock award for 39,753 shares and a stock-option-type derivative covering 39,753 shares. Both entries are reported as acquisitions at $0 per share. The combined awards represent 79,506 shares granted under the company’s 2021 Stock Option and Incentive Plan and the Non-Employee Director Compensation Plan.

Key Details

  • Transaction date: 2026-06-11; Form 4 filed: 2026-06-16 (filed 5 days after the transaction).
  • Awards: 39,753 restricted shares (acquisition price $0) + 39,753-share derivative/option (acquisition price $0) = 79,506 total shares granted.
  • Vesting: Restricted shares vest in full one year after grant, subject to continued service (Footnote F1). The option/derivative also vests in full one year after the grant (Footnotes F2–F3).
  • Shares owned after transaction: not specified in the filing.
  • Filing timeliness: Reported five days after the transaction date; Form 4s are typically required within two business days, so this filing appears delayed.

Context These are compensatory grants to a non-employee director (restricted stock and an option-like award), not open-market purchases or sales. They carry $0 acquisition price because they are awards; vesting is contingent on continued service for one year. Such grants are routine for director compensation and do not by themselves indicate immediate buying or selling sentiment.

Insider Transaction Report

Form 4
Period: 2026-06-11
Transactions
  • Award

    Common Stock

    [F1]
    2026-06-11+39,753245,540 total
  • Award

    Stock Option (Right to Buy)

    [F2][F3]
    2026-06-11+39,75339,753 total
    Exercise: $2.83Exp: 2036-06-11Common Stock (39,753 underlying)
Footnotes (3)
  • [F1]Consists of a restricted stock award made pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan. The restricted stock shall vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service on such vesting date.
  • [F2]Stock option granted pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan.
  • [F3]The options shall vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service on such vesting date.
Signature
/s/ Gerard L. Conway Jr., Attorney-in-Fact|2026-06-16

Documents

1 file
  • 4
    tm2617957-4_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT