AEON Biopharma, Inc.·4

Jun 22, 6:16 PM ET

Carter Eric G 4

4 · AEON Biopharma, Inc. · Filed Jun 22, 2026

Research Summary

AI-generated summary of this filing

Updated

AEON Biopharma (AEON) Director Eric G. Carter Receives RSU Award

What Happened

  • Eric G. Carter, a director of AEON Biopharma, received a grant of 222,684 restricted stock units (RSUs) on June 17, 2026. The filing reports the award as an acquisition (transaction code A) at $0.00 per unit — no cash was paid. The RSUs do not represent immediately tradable shares until they vest.

Key Details

  • Transaction date: 2026-06-17; filing date (Form 4): 2026-06-22.
  • Amount: 222,684 RSUs granted; reported price per unit: $0.00.
  • Shares owned after the transaction: not disclosed in the filing.
  • Footnote: RSUs vest in full on the earlier of (i) the one-year anniversary of the grant (June 17, 2027) or (ii) the date of the 2027 annual meeting of stockholders, subject to continued service through the vesting date.
  • Timeliness: The Form 4 was filed five calendar days after the grant (appears to exceed the typical two-business-day Form 4 reporting window).

Context

  • RSU grants are compensation awards, not open-market purchases or sales; they become shares only upon vesting and are commonly used to align insiders with shareholder interests. Such awards do not necessarily signal the insider’s near-term trading intent. Taxes and any withholding at vesting can affect the number of shares ultimately issued.

Insider Transaction Report

Form 4
Period: 2026-06-17
Transactions
  • Award

    Class A Common Stock

    [F1]
    2026-06-17+222,684258,705 total
Footnotes (1)
  • [F1]Represents an award of restricted stock units ("RSUs") granted on June 17, 2026 (the "Grant Date"). The RSUs vest in full on the earlier to occur of (i) the one (1) year anniversary of the Grant Date and (ii) the date of the 2027 annual meeting of the Company's stockholders, subject to continued service through the applicable vesting date.
Signature
/s/ Alexander Wilson, as Attorney-in-Fact, for Eric G. Carter|2026-06-22

Documents

1 file
  • 4
    tm2618486-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT