Broadcom Inc.·4

Jun 26, 6:09 PM ET

SAMUELI HENRY 4

4 · Broadcom Inc. · Filed Jun 26, 2026

Research Summary

AI-generated summary of this filing

Updated

Broadcom (AVGO) Director Henry Samueli Sells ~$250M Shares

What Happened
Henry Samueli, a director of Broadcom Inc. (AVGO), reported large open‑market sales and several gift transfers. On June 24, 2026 he sold a total of 654,241 shares in multiple blocks at prices roughly in the $377–$388 range, generating about $250.0 million in proceeds (total reported $250,005,851). The filing also shows gift/transfer entries (several small transfers on June 17–18 and larger gifts on June 24) involving roughly 336,893 shares; those transfers are reported at $0 and do not represent market sales.

Key Details

  • Primary sale date: June 24, 2026 (multiple open‑market trades). Smaller gift/transfer entries on June 17–18 and June 24.
  • Aggregate sold: 654,241 shares for approximately $250,005,851. Sale prices ranged across tranches; weighted averages and per‑tranche ranges in the filing span about $377.10 to $388.50 (see footnotes).
  • Gifts/transfers: roughly 336,893 shares reported as gifts/transfers (non‑market, $0). Some small internal transfers on June 17–18 were also recorded.
  • Plan/authorization: Sales were effected pursuant to a Rule 10b5‑1 trading plan adopted December 16, 2025 (Footnote F1). The filer also provides an undertaking to supply detailed per‑trade prices within the ranges on request (Footnote F2).
  • Filing/timeliness: Form 4 filed June 26, 2026; for the June 24 trades this appears to be timely (filed within the two business‑day reporting window).
  • Shares owned after transaction: not specified in the provided transaction summary.

Context

  • The sales were executed under a pre‑existing 10b5‑1 plan, which typically means the trades were pre‑scheduled and may be routine rather than a real‑time signal of the insider’s view.
  • Gift/transfer entries are non‑market transfers and generally do not indicate buying/selling sentiment.
  • Footnotes in the filing note weighted average prices and per‑range price bands for multiple tranches; the filer can provide exact per‑trade details on request to the SEC staff, issuer, or security holders.

(Reported based on SEC Form 4 filed 2026‑06‑26, accession 0001104659-26-078348.)

Insider Transaction Report

Form 4
Period: 2026-06-17
Transactions
  • Gift

    Common Stock, $0.001 par value

    [F24]
    2026-06-171,6022,754 total
  • Gift

    Common Stock, $0.001 par value

    [F25]
    2026-06-17+1,60230,560,086 total(indirect: See Footnote)
  • Gift

    Common Stock, $0.001 par value

    [F24]
    2026-06-181,890864 total
  • Gift

    Common Stock, $0.001 par value

    [F25]
    2026-06-18+1,89030,561,976 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F2][F26]
    2026-06-24$377.61/sh23,253$8,780,56536,901,123 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F3][F26]
    2026-06-24$378.51/sh33,346$12,621,79436,867,777 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F4][F26]
    2026-06-24$379.76/sh30,911$11,738,76136,836,866 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F5][F26]
    2026-06-24$380.57/sh48,996$18,646,40836,787,870 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F6][F26]
    2026-06-24$381.68/sh36,661$13,992,77036,751,209 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F7][F26]
    2026-06-24$382.63/sh26,889$10,288,53836,724,320 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F8][F26]
    2026-06-24$383.69/sh36,188$13,884,97436,688,132 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F9][F26]
    2026-06-24$384.58/sh43,302$16,653,08336,644,830 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F10][F26]
    2026-06-24$385.57/sh53,722$20,713,59236,591,108 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F11][F26]
    2026-06-24$386.39/sh6,280$2,426,52936,584,828 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F12][F26]
    2026-06-24$388.01/sh660$256,08736,584,168 total(indirect: See Footnote)
  • Gift

    Common Stock, $0.001 par value

    [F1][F26]
    2026-06-2469,49836,514,670 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F13][F25]
    2026-06-24$377.64/sh21,603$8,158,15730,540,373 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F14][F25]
    2026-06-24$378.50/sh30,456$11,527,59630,509,917 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F15][F25]
    2026-06-24$379.69/sh24,073$9,140,27730,485,844 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F16][F25]
    2026-06-24$380.57/sh49,805$18,954,28930,436,039 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F17][F25]
    2026-06-24$381.67/sh34,517$13,174,10330,401,522 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F18][F25]
    2026-06-24$382.62/sh25,134$9,616,77130,376,388 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F19][F25]
    2026-06-24$383.69/sh32,950$12,642,58630,343,438 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F20][F25]
    2026-06-24$384.63/sh41,290$15,881,37330,302,148 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F21][F25]
    2026-06-24$385.61/sh47,510$18,320,33130,254,638 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F22][F25]
    2026-06-24$386.39/sh6,478$2,503,03430,248,160 total(indirect: See Footnote)
  • Sale

    Common Stock, $0.001 par value

    [F1][F23][F25]
    2026-06-24$388.17/sh217$84,23330,247,943 total(indirect: See Footnote)
  • Gift

    Common Stock, $0.001 par value

    [F1][F25]
    2026-06-24263,90329,984,040 total(indirect: See Footnote)
Holdings
  • Common Stock, $0.001 par value

    [F27]
    (indirect: See Footnote)
    12,272,030
  • Common Stock, $0.001 par value

    [F28]
    (indirect: See Footnote)
    4,596,900
Footnotes (28)
  • [F1]The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.
  • [F10]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $385.12 to $386.09 inclusive.
  • [F11]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $386.12 to $387.01 inclusive.
  • [F12]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $387.95 to $388.48 inclusive.
  • [F13]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $377.10 to $378.06 inclusive.
  • [F14]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $378.10 to $379.09 inclusive.
  • [F15]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $379.12 to $380.10 inclusive.
  • [F16]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $380.12 to $381.11 inclusive.
  • [F17]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $381.13 to $382.12 inclusive.
  • [F18]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $382.13 to $383.12 inclusive.
  • [F19]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $383.13 to $384.12 inclusive.
  • [F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $377.10 to $378.07 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 23.
  • [F20]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $384.13 to $385.12 inclusive.
  • [F21]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $385.13 to $386.12 inclusive.
  • [F22]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $386.13 to $387.01 inclusive.
  • [F23]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $387.95 to $388.50 inclusive.
  • [F24]Includes 864 RSUs.
  • [F25]Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F26]Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F27]Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F28]Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F3]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $378.10 to $379.09 inclusive.
  • [F4]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $379.12 to $380.11 inclusive.
  • [F5]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $380.12 to $381.11 inclusive.
  • [F6]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $381.12 to $382.10 inclusive.
  • [F7]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $382.12 to $383.11 inclusive.
  • [F8]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $383.12 to $384.11 inclusive.
  • [F9]The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $384.12 to $385.11 inclusive.
Signature
/s/ Michael J. Sorrow, Attorney-in-Fact for Henry Samueli|2026-06-26

Documents

1 file
  • 4
    tm2619044-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT