Roman DBDR Acquisition Corp. II Notified by Nasdaq for Insufficient Holders

What Happened

• Roman DBDR Acquisition Corp. II (DRDB) filed an 8‑K on August 24, 2026 disclosing that on August 19, 2026 it received a Deficiency Notice from the Nasdaq Listing Qualifications Department. Nasdaq notified the company it was not in compliance with Nasdaq Listing Rule 5450(a)(2) because it does not maintain the minimum of 400 holders required for continued listing. The notice does not have an immediate effect on the company’s listing.

Key Details

• Deficiency Notice date: August 19, 2026; 8‑K filed August 24, 2026.
• Rule cited: Nasdaq Listing Rule 5450(a)(2) — minimum of 400 public holders.
• Cure period: 45 calendar days to submit a compliance plan (deadline October 5, 2026).
• Possible extension: If Nasdaq accepts a plan, an exception up to 180 days from the notice (until February 15, 2027) may be granted; if Nasdaq rejects the plan, the company can appeal to a Nasdaq Hearings Panel.

Why It Matters

• This filing signals a compliance issue that could, if not resolved, lead to delisting proceedings in the future. There is no immediate trading impact, but investors should watch for the company’s submitted plan, Nasdaq’s response, and any subsequent appeals or updates—these steps will determine whether DRDB regains compliance or faces further listing action.