8-KAccepted Oct 6, 5:25 PM ET
Lument Finance Trust: regains NYSE minimum share price compliance
Accepted (ET)
5:25 PM
Oct 6, 2026
Filed
Oct 6, 2026
Documents
12
Size
237.4 KB
Summary
Lument Finance Trust: regains NYSE minimum share price compliance
What happened
The filing says on Oct 1, 2026 Lument Finance Trust received notice from the New York Stock Exchange that the company has regained compliance with the minimum share price requirement in Section 802.01C of the NYSE Listed Company Manual. The NYSE determination was based on the company’s average stock price for the 30-trading days ended Sep 30, 2026, which exceeded the NYSE’s minimum requirement of $1.00. The filing says the company’s common stock will continue to be listed and trade on the NYSE, subject to the company’s compliance with the above and other NYSE continued listing standards.
Key details
- received notice from the NYSE on Oct 1, 2026.
- compliance determined using the 30-trading days ended Sep 30, 2026.
- NYSE minimum requirement referenced: $1.00 based on a 30-trading-day average.
- the company’s common stock will remain listed and trade on the NYSE, subject to continued compliance.
Why it may matter
This item is reported under Item 8.01 (other events), which covers notices or other developments the company discloses to the market, here a NYSE notice that the company regained compliance with Section 802.01C’s minimum $1.00 30-trading-day average requirement. A filing does not show why the insider traded or why the company acted.