8-KAccepted Oct 19, 4:01 PM ET
Principal Financial Group Inc: reports assets under management $785,000,000,000
Accepted (ET)
4:01 PM
Oct 19, 2026
Filed
Oct 19, 2026
Documents
11
Size
191.9 KB
Summary
Principal Financial Group Inc: reports assets under management $785,000,000,000
What happened Principal Financial Group Inc reported assets under management of $785,000,000,000 as of Sep 30, 2026. The filing reported $581,700,000,000 is managed by Principal Asset Management - Investment Management and $166,200,000,000 is managed by Principal Asset Management - International Pension. The company filed the disclosure under Regulation FD and said the amounts will be presented again in its financial supplement for the quarter ended Sep 30, 2026, when posted on or about Oct 26, 2026.
Key details
- Total assets under management: $785,000,000,000 as of Sep 30, 2026.
- $581,700,000,000 managed by Principal Asset Management - Investment Management; $166,200,000,000 managed by Principal Asset Management - International Pension.
- For the quarter ended Sep 30, 2026, foreign currency translation, market performance, operations disposed, and other items not reported as part of net cash flow had an approximate 1.5% negative impact as a percentage of beginning period AUM.
- Operations disposed AUM in the quarter was negative $2,200,000,000, primarily due to the sale of the Chile annuity business; the filing also noted exposure to small and mid-cap and international equity products, high yield and preferred securities in fixed income, and exchange rate movement in emerging markets.
Why it may matter The filing was made under Item 7.01, Regulation FD disclosure, and reports assets under management by asset manager for the quarter ended Sep 30, 2026; the same format will appear in the company's financial supplement to be posted on or about Oct 26, 2026. The filing does not show why the insider traded or why the company acted.