4/A//SEC Filing
WASIAK KENNETH R 4/A
Accession 0001105838-09-000022
CIK 0000721765other
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 5:54 PM ET
Size
13.1 KB
Accession
0001105838-09-000022
Insider Transaction Report
Form 4/AAmended
ROBOTTI ROBERT
10% Owner
Transactions
- Purchase
Units of Beneficial Interest
2009-12-09$0.63/sh+7,577$4,747→ 1,809,796 total(indirect: See Footnotes) - Purchase
Units of Beneficial Interest
2009-12-10$0.60/sh+39,652$23,910→ 1,849,448 total(indirect: See Footnotes)
WASIAK KENNETH R
10% Owner
Transactions
- Purchase
Units of Beneficial Interest
2009-12-09$0.63/sh+7,577$4,747→ 1,809,796 total(indirect: See Footnotes) - Purchase
Units of Beneficial Interest
2009-12-10$0.60/sh+39,652$23,910→ 1,849,448 total(indirect: See Footnotes)
Footnotes (7)
- [F1]This number includes 5,304 Units of Beneficial Interest (the "Units") acquired by The Ravenswood Investment Company, L.P. ("RIC") and 2,273 Units acquired by Ravenswood Investments III, L.P. ("RI"). All such transactions were made by RIC and RI in the open market.
- [F2]This number includes 1,300 Units owned directly and beneficially by the discretionary brokerage customers of Robotti & Company, LLC ("Robotti & Company") and 67,500 Units owned directly and beneficially by the advisory clients of Robotti & Company Advisors, LLC ("Robotti & Company Advisors"). Each of Robert Robotti and Robotti & Company, Incorporated ("ROBT"), and each other party hereto, disclaims beneficial ownership of these Units except to the extent of his or its respective pecuniary interest therein, if any.
- [F3]This number includes 1,229,400 Units directly owned by RIC and beneficially owned by its partners and 511,596 Units directly owned by RI and beneficially owned by its partners. Each of Messrs. Robotti and Kenneth R. Wasiak and Ravenswood Management Company, L.L.C. ("RMC"), and each other party hereto, disclaims beneficial ownership of these Units except to the extent of his or its respective pecuniary interest therein, if any.
- [F4]This number includes 27,756 Units acquired by RIC and 11,896 Units acquired by RI. All such transactions were made by RIC and RI in the open market.
- [F5]This number includes 1,257,156 Units directly owned by RIC and beneficially owned by its partners and 523,492 Units directly owned by RI and beneficially owned by its partners. Each of Messrs. Robotti and Kenneth R. Wasiak and RMC, and each other party hereto, disclaims beneficial ownership of these Units except to the extent of his or its respective pecuniary interest therein, if any.
- [F6]Each of Robotti & Company, a broker-dealer registered under Section 15 of the Securities Exchange Act of 1934, as amended ("Exchange Act"), Robotti & Company Advisors, an investment adviser registered under the Investment Advisers Act of 1940, as amended, ROBT, the parent holding company for Robotti & Company and Robotti & Company Advisors, RIC, RI, RMC (together with ROBT, Robotti & Company, Robotti & Company Advisors, RIC, RI, Robert Robotti and Kenneth R. Wasiak, the "Reporting Parties"), the general partner of RIC and RI, Mr. Robotti, President and an owner of ROBT, President of Robotti & Company and Robotti & Company Advisors and a Managing Member of RMC, and Mr. Wasiak, a Managing Member of RMC, may be deemed a group (for the purpose of Rule 16a-1(a)(1) under the Exchange Act)
- [F7]Due to a 1000 character limit, Footnote 5 is a continuation of Footnote 4: with Spruce House Partners LP ("SHP"), Spruce House Capital LLC ("SHC," and together with SHP, Benjamin Stein, Zachary Sternberg, the "Spruce House Parties"), general partner of SHP, Mr. Stein and Mr. Sternberg, each Managing Members of SHC, due to a Joint Filing Agreement dated as of September 2, 2009 among such persons. Each of the Robotti Parties disclaims beneficial ownership of any Units owned by any of the Spruce House Parties.
Documents
Issuer
LL&E ROYALTY TRUST
CIK 0000721765
Entity typeother
Related Parties
1- filerCIK 0001105627
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 10, 7:00 PM ET
- Accepted
- Dec 11, 5:54 PM ET
- Size
- 13.1 KB