4//SEC Filing
WASIAK KENNETH R 4
Accession 0001105838-10-000030
CIK 0000721765other
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 7:23 PM ET
Size
19.9 KB
Accession
0001105838-10-000030
Insider Transaction Report
Form 4
ROBOTTI ROBERT
10% Owner
Transactions
- Sale
Units of Beneficial Interest
2010-11-12$1.05/sh−2,500$2,625→ 1,912,821 total(indirect: See Footnotes) - Sale
Units of Beneficial Interest
2010-07-12$1.17/sh−2,500$2,936→ 1,916,321 total(indirect: See Footnotes) - Sale
Units of Beneficial Interest
2010-09-08$2.22/sh−1,000$2,220→ 1,915,321 total(indirect: See Footnotes) - Sale
Units of Beneficial Interest
2010-12-21$0.75/sh−1,000$750→ 1,911,821 total(indirect: See Footnotes) - Sale
Units of Beneficial Interest
2010-12-22$0.75/sh−300$225→ 1,911,521 total(indirect: See Footnotes) - Sale
Units of Beneficial Interest
2010-12-23$0.75/sh−1,901,521$1,426,141→ 10,000 total(indirect: See Footnotes)
WASIAK KENNETH R
10% Owner
Transactions
- Sale
Units of Beneficial Interest
2010-11-12$1.05/sh−2,500$2,625→ 1,912,821 total(indirect: See Footnotes) - Sale
Units of Beneficial Interest
2010-12-22$0.75/sh−300$225→ 1,911,521 total(indirect: See Footnotes) - Sale
Units of Beneficial Interest
2010-07-12$1.17/sh−2,500$2,936→ 1,916,321 total(indirect: See Footnotes) - Sale
Units of Beneficial Interest
2010-09-08$2.22/sh−1,000$2,220→ 1,915,321 total(indirect: See Footnotes) - Sale
Units of Beneficial Interest
2010-12-21$0.75/sh−1,000$750→ 1,911,821 total(indirect: See Footnotes) - Sale
Units of Beneficial Interest
2010-12-23$0.75/sh−1,901,521$1,426,141→ 10,000 total(indirect: See Footnotes)
Footnotes (5)
- [F1]These Units of Beneficial Ownership ("Units") were owned directly and beneficially by a discretionary brokerage customer of Robotti & Company, LLC ("Robotti & Company") and were sold as directed by the discretionary customer.
- [F2]These Units were owned directly and beneficially by an advisory client of Robotti & Company Advisors, LLC ("Robotti & Company Advisors").
- [F3]This number includes 57,500 Units owned directly and beneficially by the discretionary brokerage customers of Robotti & Company, 1,301,217 Units directly owned by the Ravenswood Investment Company, LP ("RIC") and 542,804 Units directly owned by Ravenswood Investments III, LP ("RI"). Each party hereto disclaims beneficial ownership of Units held by another party hereto except to the extent of his or its respective pecuniary interest therein, if any.
- [F4]Each of Robotti & Company, a broker-dealer registered under Section 15 of the Securities Exchange Act of 1934, as amended ("Exchange Act"), Robotti & Company Advisors, an investment adviser registered under the Investment Advisers Act of 1940, as amended, Robotti & Company, Incorporated ("ROBT"), the parent holding company for Robotti & Company and Robotti & Company Advisors, RIC, RI, Ravenswood Management Company, L.L.C. ("RMC"), the general partner of RIC and RI, Robert E. Robotti, President and an owner of ROBT, President of Robotti & Company and Robotti & Company Advisors and a Managing Member of RMC, and Kenneth R. Wasiak (together with Robotti & Company, Robotti & Company Advisors, ROBT, RIC, RI, RMC and Mr. Robotti, the "Robotti Parties"), a Managing Member of RMC, may be deemed to be a group (for the purpose of Rule 16a-1(a)(1) under the Exchange Act),
- [F5]Due to 1000 character limit, Footnote 5 is a continuation of Footnote 4: with the Spruce House Partnership LP (f/k/a Spruce House Partners, LP) ("SHP"), Spruce House Capital LLC ("SHC"), the general partner of SHP, and Benjamin Stein and Zachary Sternberg (together with SHP, SHC and Mr. Stein, the "Spruce House Parties"), each Managing Members of SHC, due to a Joint Filing Agreement dated as of September 2, 2009 among such persons. Each of the Robotti Parties disclaims beneficial ownership of any Units owned by any of the Spruce House Parties.
Documents
Issuer
LL&E ROYALTY TRUST
CIK 0000721765
Entity typeother
Related Parties
1- filerCIK 0001105627
Filing Metadata
- Form type
- 4
- Filed
- Dec 27, 7:00 PM ET
- Accepted
- Dec 28, 7:23 PM ET
- Size
- 19.9 KB