Home/Filings/4/0001106255-21-000004

4//SEC Filing

DRAPER ASSOCIATES L P 4

Accession 0001106255-21-000004

CIK 0001422930other

View on SEC.gov Company Profile

Filed

Feb 15, 7:00 PM ET

Accepted

Feb 16, 12:55 PM ET

Size

66.5 KB

Accession

0001106255-21-000004

Insider Transaction Report

Form 4

Period: 2020-12-11

PubMatic, Inc.PUBM

DRAPER ASSOCIATES L P

10% Owner

Transactions

Conversion
Class A Common Stock
2020-12-11+426,316→ 426,316 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
Conversion
Series B Preferred Stock
2020-12-11−113,390→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (113,390 underlying)
Conversion
Series D Preferred Stock
2020-12-11−4,909→ 0 total(indirect: By LLC)
→ Class B Common Stock (4,909 underlying)
Conversion
Series A Preferred Stock
2020-12-11−1,265,306→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,265,306 underlying)
Conversion
Series A Preferred Stock
2020-12-11−28,118→ 0 total(indirect: By LLC)
→ Class B Common Stock (28,118 underlying)
Conversion
Series C Preferred Stock
2020-12-11−23,867→ 0 total(indirect: By LLC)
→ Class B Common Stock (23,867 underlying)
Conversion
Class A Common Stock
2020-12-11+9,474→ 9,474 total(indirect: By LLC)
Conversion
Class B Common Stock
2020-12-11+37,895→ 283,434 total(indirect: By Draper Associates, L.P.)
→ Class A Common Stock (37,895 underlying)
Conversion
Series A Preferred Stock
2020-12-11−112,472→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (112,472 underlying)
Conversion
Series C Preferred Stock
2020-12-11−95,467→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (95,467 underlying)
Conversion
Class B Common Stock
2020-12-11+426,316→ 3,290,530 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class A Common Stock (426,316 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−4,148→ 0 total(indirect: By LLC)
→ Class B Common Stock (4,148 underlying)
Conversion
Series B Preferred Stock
2020-12-11−1,275,640→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,275,640 underlying)
Conversion
Series D Preferred Stock
2020-12-11−55,231→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (55,231 underlying)
Conversion
Class B Common Stock
2020-12-11+9,474→ 73,123 total(indirect: By LLC)
→ Class A Common Stock (9,474 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−1,037→ 0 total(indirect: By LLC)
→ Class B Common Stock (1,037 underlying)
Conversion
Series D Preferred Stock
2020-12-11−1,227→ 0 total(indirect: By LLC)
→ Class B Common Stock (1,227 underlying)
Conversion
Class A Common Stock
2020-12-11+37,895→ 37,895 total(indirect: By Draper Associates, L.P.)
Sale
Class A Common Stock
2020-12-11$20.00/sh−37,895$757,900→ 0 total(indirect: By Draper Associates, L.P.)
Sale
Class A Common Stock
2020-12-11$20.00/sh−426,316$8,526,320→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
Sale
Class A Common Stock
2020-12-11$20.00/sh−9,474$189,480→ 0 total(indirect: By LLC)
Conversion
Series C Preferred Stock
2020-12-11−1,074,005→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,074,005 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−46,664→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (46,664 underlying)
Conversion
Series B Preferred Stock
2020-12-11−28,348→ 0 total(indirect: By LLC)
→ Class B Common Stock (28,348 underlying)

DRAPER FISHER JURVETSON PARTNERS VIII LLC

10% Owner

Transactions

Conversion
Class A Common Stock
2020-12-11+37,895→ 37,895 total(indirect: By Draper Associates, L.P.)
Sale
Class A Common Stock
2020-12-11$20.00/sh−426,316$8,526,320→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
Conversion
Class B Common Stock
2020-12-11+37,895→ 283,434 total(indirect: By Draper Associates, L.P.)
→ Class A Common Stock (37,895 underlying)
Conversion
Series C Preferred Stock
2020-12-11−95,467→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (95,467 underlying)
Conversion
Series D Preferred Stock
2020-12-11−4,909→ 0 total(indirect: By LLC)
→ Class B Common Stock (4,909 underlying)
Conversion
Series A Preferred Stock
2020-12-11−28,118→ 0 total(indirect: By LLC)
→ Class B Common Stock (28,118 underlying)
Conversion
Series C Preferred Stock
2020-12-11−1,074,005→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,074,005 underlying)
Conversion
Series D Preferred Stock
2020-12-11−55,231→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (55,231 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−4,148→ 0 total(indirect: By LLC)
→ Class B Common Stock (4,148 underlying)
Conversion
Class A Common Stock
2020-12-11+9,474→ 9,474 total(indirect: By LLC)
Conversion
Series B Preferred Stock
2020-12-11−113,390→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (113,390 underlying)
Conversion
Class B Common Stock
2020-12-11+426,316→ 3,290,530 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class A Common Stock (426,316 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−1,037→ 0 total(indirect: By LLC)
→ Class B Common Stock (1,037 underlying)
Sale
Class A Common Stock
2020-12-11$20.00/sh−37,895$757,900→ 0 total(indirect: By Draper Associates, L.P.)
Conversion
Class A Common Stock
2020-12-11+426,316→ 426,316 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
Sale
Class A Common Stock
2020-12-11$20.00/sh−9,474$189,480→ 0 total(indirect: By LLC)
Conversion
Series A Preferred Stock
2020-12-11−112,472→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (112,472 underlying)
Conversion
Series A Preferred Stock
2020-12-11−1,265,306→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,265,306 underlying)
Conversion
Series B Preferred Stock
2020-12-11−1,275,640→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,275,640 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−46,664→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (46,664 underlying)
Conversion
Series B Preferred Stock
2020-12-11−28,348→ 0 total(indirect: By LLC)
→ Class B Common Stock (28,348 underlying)
Conversion
Series C Preferred Stock
2020-12-11−23,867→ 0 total(indirect: By LLC)
→ Class B Common Stock (23,867 underlying)
Conversion
Series D Preferred Stock
2020-12-11−1,227→ 0 total(indirect: By LLC)
→ Class B Common Stock (1,227 underlying)
Conversion
Class B Common Stock
2020-12-11+9,474→ 73,123 total(indirect: By LLC)
→ Class A Common Stock (9,474 underlying)

Draper Fisher Jurvetson Fund VIII L P

10% Owner

Transactions

Sale
Class A Common Stock
2020-12-11$20.00/sh−426,316$8,526,320→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
Conversion
Series C Preferred Stock
2020-12-11−95,467→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (95,467 underlying)
Conversion
Class B Common Stock
2020-12-11+9,474→ 73,123 total(indirect: By LLC)
→ Class A Common Stock (9,474 underlying)
Conversion
Series A Preferred Stock
2020-12-11−28,118→ 0 total(indirect: By LLC)
→ Class B Common Stock (28,118 underlying)
Sale
Class A Common Stock
2020-12-11$20.00/sh−9,474$189,480→ 0 total(indirect: By LLC)
Conversion
Class B Common Stock
2020-12-11+426,316→ 3,290,530 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class A Common Stock (426,316 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−46,664→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (46,664 underlying)
Conversion
Series D Preferred Stock
2020-12-11−55,231→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (55,231 underlying)
Conversion
Series B Preferred Stock
2020-12-11−28,348→ 0 total(indirect: By LLC)
→ Class B Common Stock (28,348 underlying)
Conversion
Class A Common Stock
2020-12-11+37,895→ 37,895 total(indirect: By Draper Associates, L.P.)
Conversion
Class A Common Stock
2020-12-11+426,316→ 426,316 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
Conversion
Class A Common Stock
2020-12-11+9,474→ 9,474 total(indirect: By LLC)
Conversion
Class B Common Stock
2020-12-11+37,895→ 283,434 total(indirect: By Draper Associates, L.P.)
→ Class A Common Stock (37,895 underlying)
Conversion
Series B Preferred Stock
2020-12-11−113,390→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (113,390 underlying)
Conversion
Series D Preferred Stock
2020-12-11−4,909→ 0 total(indirect: By LLC)
→ Class B Common Stock (4,909 underlying)
Conversion
Series A Preferred Stock
2020-12-11−1,265,306→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,265,306 underlying)
Conversion
Series C Preferred Stock
2020-12-11−23,867→ 0 total(indirect: By LLC)
→ Class B Common Stock (23,867 underlying)
Sale
Class A Common Stock
2020-12-11$20.00/sh−37,895$757,900→ 0 total(indirect: By Draper Associates, L.P.)
Conversion
Series A Preferred Stock
2020-12-11−112,472→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (112,472 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−4,148→ 0 total(indirect: By LLC)
→ Class B Common Stock (4,148 underlying)
Conversion
Series B Preferred Stock
2020-12-11−1,275,640→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,275,640 underlying)
Conversion
Series C Preferred Stock
2020-12-11−1,074,005→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,074,005 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−1,037→ 0 total(indirect: By LLC)
→ Class B Common Stock (1,037 underlying)
Conversion
Series D Preferred Stock
2020-12-11−1,227→ 0 total(indirect: By LLC)
→ Class B Common Stock (1,227 underlying)

Draper Associates Riskmasters Fund II, LLC

10% Owner

Transactions

Sale
Class A Common Stock
2020-12-11$20.00/sh−9,474$189,480→ 0 total(indirect: By LLC)
Conversion
Series B Preferred Stock
2020-12-11−113,390→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (113,390 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−1,037→ 0 total(indirect: By LLC)
→ Class B Common Stock (1,037 underlying)
Conversion
Class A Common Stock
2020-12-11+9,474→ 9,474 total(indirect: By LLC)
Conversion
Series A Preferred Stock
2020-12-11−1,265,306→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,265,306 underlying)
Conversion
Series D Preferred Stock
2020-12-11−55,231→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (55,231 underlying)
Conversion
Class B Common Stock
2020-12-11+9,474→ 73,123 total(indirect: By LLC)
→ Class A Common Stock (9,474 underlying)
Conversion
Series D Preferred Stock
2020-12-11−4,909→ 0 total(indirect: By LLC)
→ Class B Common Stock (4,909 underlying)
Conversion
Series C Preferred Stock
2020-12-11−1,074,005→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,074,005 underlying)
Conversion
Class B Common Stock
2020-12-11+37,895→ 283,434 total(indirect: By Draper Associates, L.P.)
→ Class A Common Stock (37,895 underlying)
Conversion
Series D Preferred Stock
2020-12-11−1,227→ 0 total(indirect: By LLC)
→ Class B Common Stock (1,227 underlying)
Sale
Class A Common Stock
2020-12-11$20.00/sh−37,895$757,900→ 0 total(indirect: By Draper Associates, L.P.)
Conversion
Class A Common Stock
2020-12-11+37,895→ 37,895 total(indirect: By Draper Associates, L.P.)
Conversion
Class A Common Stock
2020-12-11+426,316→ 426,316 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
Sale
Class A Common Stock
2020-12-11$20.00/sh−426,316$8,526,320→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
Conversion
Series A Preferred Stock
2020-12-11−112,472→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (112,472 underlying)
Conversion
Series C Preferred Stock
2020-12-11−95,467→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (95,467 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−4,148→ 0 total(indirect: By LLC)
→ Class B Common Stock (4,148 underlying)
Conversion
Series B Preferred Stock
2020-12-11−1,275,640→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,275,640 underlying)
Conversion
Series B Preferred Stock
2020-12-11−28,348→ 0 total(indirect: By LLC)
→ Class B Common Stock (28,348 underlying)
Conversion
Class B Common Stock
2020-12-11+426,316→ 3,290,530 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class A Common Stock (426,316 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−46,664→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (46,664 underlying)
Conversion
Series A Preferred Stock
2020-12-11−28,118→ 0 total(indirect: By LLC)
→ Class B Common Stock (28,118 underlying)
Conversion
Series C Preferred Stock
2020-12-11−23,867→ 0 total(indirect: By LLC)
→ Class B Common Stock (23,867 underlying)

Draper Associates Riskmasters Fund III, LLC

10% Owner

Transactions

Conversion
Series A Preferred Stock
2020-12-11−112,472→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (112,472 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−4,148→ 0 total(indirect: By LLC)
→ Class B Common Stock (4,148 underlying)
Conversion
Series C Preferred Stock
2020-12-11−23,867→ 0 total(indirect: By LLC)
→ Class B Common Stock (23,867 underlying)
Sale
Class A Common Stock
2020-12-11$20.00/sh−426,316$8,526,320→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
Conversion
Class B Common Stock
2020-12-11+426,316→ 3,290,530 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class A Common Stock (426,316 underlying)
Conversion
Series C Preferred Stock
2020-12-11−1,074,005→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,074,005 underlying)
Conversion
Class B Common Stock
2020-12-11+9,474→ 73,123 total(indirect: By LLC)
→ Class A Common Stock (9,474 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−1,037→ 0 total(indirect: By LLC)
→ Class B Common Stock (1,037 underlying)
Conversion
Series B Preferred Stock
2020-12-11−113,390→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (113,390 underlying)
Conversion
Series D Preferred Stock
2020-12-11−4,909→ 0 total(indirect: By LLC)
→ Class B Common Stock (4,909 underlying)
Conversion
Series A Preferred Stock
2020-12-11−28,118→ 0 total(indirect: By LLC)
→ Class B Common Stock (28,118 underlying)
Conversion
Class A Common Stock
2020-12-11+426,316→ 426,316 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
Sale
Class A Common Stock
2020-12-11$20.00/sh−9,474$189,480→ 0 total(indirect: By LLC)
Conversion
Series C Preferred Stock
2020-12-11−95,467→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (95,467 underlying)
Conversion
Series A Preferred Stock
2020-12-11−1,265,306→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,265,306 underlying)
Sale
Class A Common Stock
2020-12-11$20.00/sh−37,895$757,900→ 0 total(indirect: By Draper Associates, L.P.)
Conversion
Class A Common Stock
2020-12-11+9,474→ 9,474 total(indirect: By LLC)
Conversion
Class B Common Stock
2020-12-11+37,895→ 283,434 total(indirect: By Draper Associates, L.P.)
→ Class A Common Stock (37,895 underlying)
Conversion
Series B Preferred Stock
2020-12-11−1,275,640→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,275,640 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−46,664→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (46,664 underlying)
Conversion
Series D Preferred Stock
2020-12-11−55,231→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (55,231 underlying)
Conversion
Class A Common Stock
2020-12-11+37,895→ 37,895 total(indirect: By Draper Associates, L.P.)
Conversion
Series B Preferred Stock
2020-12-11−28,348→ 0 total(indirect: By LLC)
→ Class B Common Stock (28,348 underlying)
Conversion
Series D Preferred Stock
2020-12-11−1,227→ 0 total(indirect: By LLC)
→ Class B Common Stock (1,227 underlying)

DRAPER TIMOTHY C

10% Owner

Transactions

Sale
Class A Common Stock
2020-12-11$20.00/sh−426,316$8,526,320→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
Sale
Class A Common Stock
2020-12-11$20.00/sh−9,474$189,480→ 0 total(indirect: By LLC)
Conversion
Series B Preferred Stock
2020-12-11−113,390→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (113,390 underlying)
Conversion
Class B Common Stock
2020-12-11+426,316→ 3,290,530 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class A Common Stock (426,316 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−4,148→ 0 total(indirect: By LLC)
→ Class B Common Stock (4,148 underlying)
Conversion
Series C Preferred Stock
2020-12-11−1,074,005→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,074,005 underlying)
Conversion
Class B Common Stock
2020-12-11+9,474→ 73,123 total(indirect: By LLC)
→ Class A Common Stock (9,474 underlying)
Conversion
Class A Common Stock
2020-12-11+37,895→ 37,895 total(indirect: By Draper Associates, L.P.)
Conversion
Class A Common Stock
2020-12-11+426,316→ 426,316 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
Conversion
Class B Common Stock
2020-12-11+37,895→ 283,434 total(indirect: By Draper Associates, L.P.)
→ Class A Common Stock (37,895 underlying)
Conversion
Series B Preferred Stock
2020-12-11−1,275,640→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,275,640 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−46,664→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (46,664 underlying)
Conversion
Series A Preferred Stock
2020-12-11−28,118→ 0 total(indirect: By LLC)
→ Class B Common Stock (28,118 underlying)
Conversion
Series A Preferred Stock
2020-12-11−112,472→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (112,472 underlying)
Conversion
Series C Preferred Stock
2020-12-11−95,467→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (95,467 underlying)
Conversion
Series A Preferred Stock
2020-12-11−1,265,306→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,265,306 underlying)
Conversion
Series D Preferred Stock
2020-12-11−55,231→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (55,231 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−1,037→ 0 total(indirect: By LLC)
→ Class B Common Stock (1,037 underlying)
Sale
Class A Common Stock
2020-12-11$20.00/sh−37,895$757,900→ 0 total(indirect: By Draper Associates, L.P.)
Conversion
Class A Common Stock
2020-12-11+9,474→ 9,474 total(indirect: By LLC)
Conversion
Series D Preferred Stock
2020-12-11−4,909→ 0 total(indirect: By LLC)
→ Class B Common Stock (4,909 underlying)
Conversion
Series B Preferred Stock
2020-12-11−28,348→ 0 total(indirect: By LLC)
→ Class B Common Stock (28,348 underlying)
Conversion
Series D Preferred Stock
2020-12-11−1,227→ 0 total(indirect: By LLC)
→ Class B Common Stock (1,227 underlying)
Conversion
Series C Preferred Stock
2020-12-11−23,867→ 0 total(indirect: By LLC)
→ Class B Common Stock (23,867 underlying)

Fisher John H N

10% Owner

Transactions

Conversion
Series A Preferred Stock
2020-12-11−1,265,306→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,265,306 underlying)
Conversion
Series D Preferred Stock
2020-12-11−55,231→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (55,231 underlying)
Conversion
Class B Common Stock
2020-12-11+9,474→ 73,123 total(indirect: By LLC)
→ Class A Common Stock (9,474 underlying)
Conversion
Series A Preferred Stock
2020-12-11−28,118→ 0 total(indirect: By LLC)
→ Class B Common Stock (28,118 underlying)
Conversion
Series B Preferred Stock
2020-12-11−28,348→ 0 total(indirect: By LLC)
→ Class B Common Stock (28,348 underlying)
Conversion
Series C Preferred Stock
2020-12-11−23,867→ 0 total(indirect: By LLC)
→ Class B Common Stock (23,867 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−1,037→ 0 total(indirect: By LLC)
→ Class B Common Stock (1,037 underlying)
Conversion
Series A Preferred Stock
2020-12-11−112,472→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (112,472 underlying)
Conversion
Class B Common Stock
2020-12-11+426,316→ 3,290,530 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class A Common Stock (426,316 underlying)
Conversion
Series D Preferred Stock
2020-12-11−4,909→ 0 total(indirect: By LLC)
→ Class B Common Stock (4,909 underlying)
Conversion
Series D Preferred Stock
2020-12-11−1,227→ 0 total(indirect: By LLC)
→ Class B Common Stock (1,227 underlying)
Sale
Class A Common Stock
2020-12-11$20.00/sh−426,316$8,526,320→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
Sale
Class A Common Stock
2020-12-11$20.00/sh−9,474$189,480→ 0 total(indirect: By LLC)
Sale
Class A Common Stock
2020-12-11$20.00/sh−37,895$757,900→ 0 total(indirect: By Draper Associates, L.P.)
Conversion
Class A Common Stock
2020-12-11+426,316→ 426,316 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
Conversion
Class A Common Stock
2020-12-11+9,474→ 9,474 total(indirect: By LLC)
Conversion
Class A Common Stock
2020-12-11+37,895→ 37,895 total(indirect: By Draper Associates, L.P.)
Conversion
Class B Common Stock
2020-12-11+37,895→ 283,434 total(indirect: By Draper Associates, L.P.)
→ Class A Common Stock (37,895 underlying)
Conversion
Series C Preferred Stock
2020-12-11−1,074,005→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,074,005 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−46,664→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (46,664 underlying)
Conversion
Series B Preferred Stock
2020-12-11−113,390→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (113,390 underlying)
Conversion
Series C Preferred Stock
2020-12-11−95,467→ 0 total(indirect: By Draper Associates, L.P.)
→ Class B Common Stock (95,467 underlying)
Conversion
Series D Prime Preferred Stock
2020-12-11−4,148→ 0 total(indirect: By LLC)
→ Class B Common Stock (4,148 underlying)
Conversion
Series B Preferred Stock
2020-12-11−1,275,640→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)
→ Class B Common Stock (1,275,640 underlying)

Footnotes (7)

[F1]These shares are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P ("Fund VIII"). The General Partner of DALP is Draper Management Company, LLC ("DMC"). The Managing Member of DMC is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
[F2]These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII that directly hold shares and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
[F3]These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Partners VIII"). Partners VIII invests lockstep alongside Fund VIII. The Managing Members of Partners VIII are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
[F4]After closing of the Issuer's initial public offering, each outstanding share of Class B Common Stock will be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
[F5]Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date.
[F6]These shares are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund VIII. The Managing Member of DARF II is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
[F7]These shares are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund VIII. The Managing Member of DARF III is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Documents

1 file

4
wf-form4_161349809893489.xmlPrimary
FORM 4

Issuer

PubMatic, Inc.

CIK 0001422930

→

Entity typeother

IncorporatedCA

Related Parties

filerCIK 0001106255

Filing Metadata

Form type: 4
Filed: Feb 15, 7:00 PM ET
Accepted: Feb 16, 12:55 PM ET
Size: 66.5 KB

View on SEC.gov