4/A//SEC Filing
HUGHES CATHERINE L 4/A
Accession 0001106637-22-000002
CIK 0001041657other
Filed
Sep 29, 8:00 PM ET
Accepted
Sep 30, 4:40 PM ET
Size
14.3 KB
Accession
0001106637-22-000002
Insider Transaction Report
Form 4/AAmended
URBAN ONE, INC.UONE/UONEK
HUGHES CATHERINE L
DirectorChairperson and Secretary10% Owner
Transactions
- Tax Payment
Class D Common Stock
2022-09-27$4.23/sh−66,971$283,287→ 4,531,205 total - Award
Restricted Stock Units (Class A)
2022-09-27+281,250→ 281,250 totalExercise: $0.00From: 2025-01-05→ Class A Common Stock (281,250 underlying) - Award
Class D Common Stock
2022-09-27+201,961→ 4,598,176 total - Award
Stock Option (Class D)
2022-09-27+101,702→ 1,170,289 totalExercise: $4.23From: 2022-09-27Exp: 2032-09-26→ Class D Common Stock (101,702 underlying) - Award
Stock Option (Class D)
2022-09-27+93,750→ 1,264,039 totalExercise: $4.23From: 2025-01-05Exp: 2032-09-26→ Class D Common Stock (93,750 underlying)
Footnotes (5)
- [F1]Award vested immediately upon pricing.
- [F2]Amendment updates shares withheld for tax which were estimated for timely filing and understated shares withheld by 1 share.
- [F3]Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) zero shares of Class A common stock (exclusive of the Class A RSUs reported herein), (2) 851,536 shares of Class B common stock held by the Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (continued in next footnote)
- [F4](continued from previous footnote)(6) 719,169 shares of Class D common stock held by Catherine Hughes; (7) 1,015,937 shares of Class D common stock held by the Hughes Revocable Trust; (8) 494,732 shares of Class D common stock held by the Hughes Revocable Trust U/A/D; (cont.) (9) 1,749,464 shares of Class D common stock held by the Hughes Revocable Trust UA; (10) 520,404 shares of Class D common stock held by the Dynastic Trust U/A/D; and (11) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. The reporting person also holds the derivative securities reported in Table II.
- [F5]Not applicable.
Documents
Issuer
URBAN ONE, INC.
CIK 0001041657
Entity typeother
Related Parties
1- filerCIK 0001106637
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 29, 8:00 PM ET
- Accepted
- Sep 30, 4:40 PM ET
- Size
- 14.3 KB