HUGHES CATHERINE L 4

4 · URBAN ONE, INC. · Filed Feb 8, 2023

Form 4

Period: 2023-02-06

DirectorChairperson and Secretary10% Owner

Transactions

Tax Payment
Class D Common Stock
2023-02-06$5.15/sh−53,702$276,565→ 4,637,242 total
Award
Stock Option (Class D)
2023-02-06+97,521→ 1,361,560 total
Exercise: $5.15From: 2023-02-06Exp: 2033-02-06→ Class D Common Stock (97,521 underlying)
Award
Class D Common Stock
2023-02-06+159,739→ 4,690,944 total

Footnotes (4)

[F1]Award vested immediately upon pricing.
[F2]Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) zero shares of Class A common stock (exclusive of the Class A RSUs reported in footnote 4 below), (2) 851,536 shares of Class B common stock held by the Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (continued in next footnote)
[F3](continued from previous footnote)(6) 825,206 shares of Class D common stock held by Catherine Hughes; (7) 1,015,937 shares of Class D common stock held by the Hughes Revocable Trust; (8) 494,732 shares of Class D common stock held by the Hughes Revocable Trust U/A/D; (cont.) (9) 1,749,464 shares of Class D common stock held by the Hughes Revocable Trust UA; (10) 520,404 shares of Class D common stock held by the Dynastic Trust U/A/D; and (11) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC.
[F4]The reporting person also holds 281,250 Class A Restricted Stock Units in addition to the derivative securities reported in Table II.

Documents

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