4/A//SEC Filing
HUGHES CATHERINE L 4/A
Accession 0001106637-23-000002
CIK 0001041657other
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 3:11 PM ET
Size
10.2 KB
Accession
0001106637-23-000002
Insider Transaction Report
Form 4/AAmended
URBAN ONE, INC.UONE/UONEK
HUGHES CATHERINE L
DirectorChairperson and Secretary10% Owner
Transactions
- Award
Class D Common Stock
2023-02-06+159,739→ 4,690,944 total - Tax Payment
Class D Common Stock
2023-02-06$5.15/sh−52,970$272,796→ 4,637,974 total - Award
Stock Option (Class D)
2023-02-06+97,521→ 1,361,560 totalExercise: $5.15From: 2023-02-06Exp: 2033-02-06→ Class D Common Stock (97,521 underlying)
Footnotes (5)
- [F1]This Form 4A is being filed to reconcile share ownership totals after adjusting for actual shares withheld for taxes versus estimated amounts in relation to the February 6, 2023 grant and vesting.
- [F2]Award vested immediately upon pricing.
- [F3]Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) zero shares of Class A common stock (exclusive of the Class A RSUs reported in footnote 4 below), (2) 851,536 shares of Class B common stock held by the Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (continued in next footnote)
- [F4](continued from previous footnote)(6) 825,938 shares of Class D common stock held by Catherine Hughes; (7) 1,015,937 shares of Class D common stock held by the Hughes Revocable Trust; (8) 494,732 shares of Class D common stock held by the Hughes Revocable Trust U/A/D; (cont.) (9) 1,749,464 shares of Class D common stock held by the Hughes Revocable Trust UA; (10) 520,404 shares of Class D common stock held by the Dynastic Trust U/A/D; and (11) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC.
- [F5]The reporting person also holds 281,250 Class A Restricted Stock Units in addition to the derivative securities reported in Table II.
Documents
Issuer
URBAN ONE, INC.
CIK 0001041657
Entity typeother
Related Parties
1- filerCIK 0001106637
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 3:11 PM ET
- Size
- 10.2 KB